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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-7.88%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$390M
AUM Growth
-$81.3M
Cap. Flow
-$39.7M
Cap. Flow %
-10.19%
Top 10 Hldgs %
41.71%
Holding
542
New
32
Increased
176
Reduced
214
Closed
25

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$34.3M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.55M
3
VPU
Vanguard Utilities ETF
VPU
+$2.11M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.97M
5
BND icon
Vanguard Total Bond Market
BND
+$1.89M

Top Sells

Rank Stock Value
1
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$17.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.97M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.84M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Consumer Staples 1.39%
3 Healthcare 1.37%
4 Consumer Discretionary 0.78%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
101
Invesco DB US Dollar Index Bullish Fund
UUP
$321M
$519K 0.13%
+20,371
New +$523K
XLI icon
102
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
$510K 0.13%
7,907
-14,872
-65% -$1.05M
LLY icon
103
Eli Lilly
LLY
$1.1T
$509K 0.13%
4,391
-1,062
-19% -$119K
ACN icon
104
Accenture
ACN
$114B
$506K 0.13%
3,586
-613
-15% -$97K
SYY icon
105
Sysco
SYY
$40B
$499K 0.13%
7,964
-10,720
-57% -$723K
PG icon
106
Procter & Gamble
PG
$338B
$496K 0.13%
5,396
+417
+8% +$37.3K
XLY icon
107
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$494K 0.13%
9,966
-25,076
-72% -$1.33M
PSX icon
108
Phillips 66
PSX
$94.5B
$458K 0.12%
5,312
-6,992
-57% -$683K
IWS icon
109
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$455K 0.12%
5,955
+5,954
+595,400% +$498K
QYLD icon
110
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.28B
$453K 0.12%
+21,247
New +$494K
ZTS icon
111
Zoetis
ZTS
$31.9B
$432K 0.11%
5,042
-168
-3% -$15.1K
SPGI icon
112
S&P Global
SPGI
$128B
$430K 0.11%
2,525
-4,640
-65% -$831K
RHI icon
113
Robert Half
RHI
$4.6B
$427K 0.11%
7,464
-15,858
-68% -$973K
EWU icon
114
iShares MSCI United Kingdom ETF
EWU
$3.88B
$424K 0.11%
14,416
-701
-5% -$22.1K
COST icon
115
Costco
COST
$426B
$423K 0.11%
2,072
+785
+61% +$175K
AMT icon
116
American Tower
AMT
$83.2B
$417K 0.11%
2,631
-449
-15% -$70.2K
FXF icon
117
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$408K 0.1%
4,290
-11
-0.3% -$1.03K
BICK
118
DELISTED
First Trust BICK Index Fund
BICK
$386K 0.1%
15,577
-529
-3% -$13.3K
MINT icon
119
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
$385K 0.1%
3,814
-1,477
-28% -$150K
FSZ icon
120
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$384K 0.1%
8,749
+383
+5% +$17.5K
FBZ
121
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$383K 0.1%
+28,882
New +$382K
FGM icon
122
First Trust Germany AlphaDEX Fund
FGM
$99M
$380K 0.1%
10,074
+840
+9% +$34.3K
EMTL
123
DELISTED
State Street DoubleLine Emerging Markets Fixed Income ETF
EMTL
$375K 0.1%
7,869
+190
+2% +$9.11K
FDT icon
124
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$375K 0.1%
7,630
+473
+7% +$24.9K
SNPS icon
125
Synopsys
SNPS
$78.3B
$368K 0.09%
4,367
+357
+9% +$31.7K
3 4
5
6 7

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NFG
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KBFS
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Transamerica Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Transamerica Financial Advisors held 542 positions worth $390M, down 17% from $471M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors withdrew a net $39.7M in Q4 2018, closing 25 positions and reducing 214 holdings. Its most notable exit was First Trust Nasdaq-100 Select Equal Weight ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, down from 2.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Vanguard Utilities ETF worth $2.06M.

  • Transamerica Financial Advisors's largest Q4 2018 buy was Vanguard Utilities ETF: 17,459 shares worth $2.06M.
  • Transamerica Financial Advisors added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $34.3M increase.
  • Transamerica Financial Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $15.3M.
  • Transamerica Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2018, selling an estimated $17.2M.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $390M portfolio in Q4 2018.
  • Transamerica Financial Advisors opened 32 new positions and closed 25 in Q4 2018.
  • Transamerica Financial Advisors's portfolio value fell 17% quarter-over-quarter to $390M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.