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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
76
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$270M
$1.6M 0.22%
27,195
-20,243
-43% -$1.06M
FXR icon
77
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$743M
$1.58M 0.22%
24,385
-19,548
-44% -$1.15M
AVGO icon
78
Broadcom
AVGO
$1.7T
$1.58M 0.22%
14,160
-6,470
-31% -$613K
TXN icon
79
Texas Instruments
TXN
$237B
$1.53M 0.21%
9,001
-2,942
-25% -$456K
TPYP icon
80
Tortoise North American Pipeline ETF
TPYP
$874M
$1.53M 0.21%
59,133
-18,335
-24% -$464K
LLY icon
81
Eli Lilly
LLY
$1.1T
$1.53M 0.21%
2,627
+1,386
+112% +$809K
EEMV icon
82
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.64B
$1.53M 0.21%
27,475
+17,094
+165% +$917K
BMY icon
83
Bristol-Myers Squibb
BMY
$139B
$1.51M 0.21%
29,473
-15,658
-35% -$822K
XOM icon
84
ExxonMobil
XOM
$661B
$1.47M 0.2%
14,659
-895
-6% -$94.1K
XOP icon
85
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.72B
$1.43M 0.2%
10,454
+627
+6% +$88.2K
VRTX icon
86
Vertex Pharmaceuticals
VRTX
$140B
$1.41M 0.19%
3,465
-1,120
-24% -$414K
IYW icon
87
iShares US Technology ETF
IYW
$24.8B
$1.4M 0.19%
11,361
+174
+2% +$19.7K
XLI icon
88
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
$1.37M 0.19%
12,019
+1,146
+11% +$120K
IWF icon
89
iShares Russell 1000 Growth ETF
IWF
$125B
$1.35M 0.19%
17,808
-2,076
-10% -$147K
GD icon
90
General Dynamics
GD
$102B
$1.33M 0.18%
5,108
-2,839
-36% -$693K
EZU icon
91
iShare MSCI Eurozone ETF
EZU
$9.97B
$1.32M 0.18%
27,858
-10,800
-28% -$475K
NVDA icon
92
NVIDIA
NVDA
$5.16T
$1.28M 0.18%
25,770
+11,980
+87% +$555K
PGR icon
93
Progressive
PGR
$129B
$1.25M 0.17%
7,877
-2,788
-26% -$436K
QCOM icon
94
Qualcomm
QCOM
$169B
$1.25M 0.17%
8,612
-3,939
-31% -$488K
CAT icon
95
Caterpillar
CAT
$373B
$1.22M 0.17%
4,126
-1,555
-27% -$403K
EUFN icon
96
iShares MSCI Europe Financials ETF
EUFN
$4.36B
$1.13M 0.16%
53,654
+5,829
+12% +$114K
UNP icon
97
Union Pacific
UNP
$184B
$1.12M 0.15%
4,541
-2,400
-35% -$528K
TOTL icon
98
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$1.1M 0.15%
27,411
+1,917
+8% +$74.3K
CMCSA icon
99
Comcast
CMCSA
$96.2B
$1.1M 0.15%
25,105
-11,387
-31% -$488K
SCHD icon
100
Schwab US Dividend Equity ETF
SCHD
$112B
$1.05M 0.15%
41,538
+36,735
+765% +$875K
2 3
4
5 6

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FSWA
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NFG
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CA
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.