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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
76
Eli Lilly
LLY
$1.1T
$2K 0.03%
10
-6,191
-100% -$689K
MRK icon
77
Merck
MRK
$386B
$2K 0.03%
14
-2,195
-99% -$176K
NTRS icon
78
Northern Trust
NTRS
$34.2B
$2K 0.03%
12
+11
+1,100% +$1.01K
NVDA icon
79
NVIDIA
NVDA
$5.16T
$2K 0.03%
+280
New +$1.18K
WELL icon
80
Welltower
WELL
$174B
$2K 0.03%
13
+10
+333% +$870
LM
81
DELISTED
Legg Mason, Inc.
LM
$2K 0.03%
+28
New +$1.06K
CWB icon
82
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$1K 0.01%
7
-291
-98% -$15.4K
EELV icon
83
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$1K 0.01%
15
-119
-89% -$2.77K
ENZL icon
84
iShares MSCI New Zealand ETF
ENZL
$85.8M
$1K 0.01%
5
-5
-50% -$267
EWT icon
85
iShares MSCI Taiwan ETF
EWT
$11.4B
$1K 0.01%
6
-34
-85% -$1.2K
EWZ icon
86
iShares MSCI Brazil ETF
EWZ
$8.23B
$1K 0.01%
6
-4
-40% -$173
GWX icon
87
State Street SPDR S&P International Small Cap ETF
GWX
$943M
$1K 0.01%
6
-46
-88% -$1.35K
HON icon
88
Honeywell
HON
$68.4B
$1K 0.01%
6
-178
-97% -$28.3K
IDLV icon
89
Invesco S&P International Developed Low Volatility ETF
IDLV
$349M
$1K 0.01%
12
-3,947
-100% -$134K
IYY icon
90
iShares Dow Jones US ETF
IYY
$3.04B
$1K 0.01%
4
-6
-60% -$441
MHK icon
91
Mohawk Industries
MHK
$9.06B
$1K 0.01%
+7
New +$899
OMC icon
92
Omnicom Group
OMC
$24.2B
$1K 0.01%
13
-1,628
-99% -$129K
PSK icon
93
State Street SPDR ICE Preferred Securities ETF
PSK
$681M
$1K 0.01%
7
-115
-94% -$5.03K
ERUS
94
DELISTED
iShares MSCI Russia ETF
ERUS
$1K 0.01%
6
+5
+500% +$194
AAPL icon
95
Apple
AAPL
$4.52T
– –
-5,228
Closed -$259K
AAXJ icon
96
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.87B
– –
-18
Closed -$2K
ABBV icon
97
AbbVie
ABBV
$470B
– –
-2,548
Closed -$186K
ACN icon
98
Accenture
ACN
$114B
– –
-3,467
Closed -$641K
ACWV icon
99
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.41B
– –
-1,201
Closed -$111K
ADM icon
100
Archer Daniels Midland
ADM
$38.2B
– –
-9
Closed -$1K
2 3
4
5 6

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NFG
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.