We are live on ! Find out more
TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$839M
AUM Growth
-$83.1M
Cap. Flow
-$83M
Cap. Flow %
-9.89%
Top 10 Hldgs %
28.61%
Holding
487
New
67
Increased
130
Reduced
183
Closed
60

Top Buys

Rank Stock Value
1
PFI icon
Invesco Dorsey Wright Financial Momentum ETF
PFI
+$11.3M
2
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$11.2M
3
PXI icon
Invesco Dorsey Wright Energy Momentum ETF
PXI
+$10.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$5.86M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$5.63M

Top Sells

Rank Stock Value
1
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$17.1M
2
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$15.1M
3
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$14.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.4M
5
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$8.43M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.9%
2 Technology 5.75%
3 Healthcare 5.38%
4 Financials 3.82%
5 Communication Services 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
76
Walt Disney
DIS
$192B
$3.36M 0.4%
32,195
+170
+0.5% +$16.6K
FNX icon
77
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$3.3M 0.39%
58,480
-23,864
-29% -$1.29M
WEC icon
78
WEC Energy
WEC
$34.8B
$3.3M 0.39%
56,183
+2,695
+5% +$155K
AET
79
DELISTED
Aetna Inc
AET
$3.23M 0.39%
26,055
+446
+2% +$53.4K
CLX icon
80
Clorox
CLX
$12.7B
$3.15M 0.38%
26,218
+298
+1% +$35.1K
FYC icon
81
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$3.09M 0.37%
89,155
+88,999
+57,051% +$2.99M
CA
82
DELISTED
CA, Inc.
CA
$3.04M 0.36%
95,807
+1,501
+2% +$47.9K
FTC icon
83
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$3.03M 0.36%
61,865
-24,548
-28% -$1.21M
OXY icon
84
Occidental Petroleum
OXY
$58.4B
$2.98M 0.35%
41,798
+498
+1% +$35.4K
PZA icon
85
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$2.94M 0.35%
117,946
-18,244
-13% -$460K
TSS
86
DELISTED
Total System Services, Inc.
TSS
$2.85M 0.34%
58,083
+374
+0.6% +$18.4K
DUK icon
87
Duke Energy
DUK
$94.8B
$2.83M 0.34%
36,449
+463
+1% +$35.5K
PPL
88
PPL Corp
PPL
$26.3B
$2.83M 0.34%
82,987
+2,984
+4% +$100K
VGIT icon
89
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.6B
$2.72M 0.32%
42,592
+689
+2% +$44.8K
XLF icon
90
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$2.71M 0.32%
116,523
+62,121
+114% +$1.33M
VNQI icon
91
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$2.7M 0.32%
54,493
-5,951
-10% -$309K
RJI
92
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$2.67M 0.32%
514,727
-120,018
-19% -$606K
MCD icon
93
McDonald's
MCD
$190B
$2.66M 0.32%
21,848
+218
+1% +$25.6K
SPG icon
94
Simon Property Group
SPG
$70.9B
$2.56M 0.31%
14,432
+759
+6% +$141K
EXI icon
95
iShares Global Industrials ETF
EXI
$1.46B
$2.55M 0.3%
+33,784
New +$2.51M
BAX icon
96
Baxter International
BAX
$13.6B
$2.44M 0.29%
54,990
+4,324
+9% +$200K
CWB icon
97
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$2.36M 0.28%
51,721
-61,737
-54% -$2.82M
SO icon
98
Southern Company
SO
$103B
$2.34M 0.28%
47,492
+5,886
+14% +$289K
FL
99
DELISTED
Foot Locker
FL
$2.24M 0.27%
31,625
+331
+1% +$23.5K
XLY icon
100
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$2.22M 0.26%
54,564
+24,068
+79% +$972K
2 3
4
5 6

Similar funds

ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Transamerica Financial Advisors held 487 positions worth $839M, down 9% from $922M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $83M in Q4 2016, closing 60 positions and reducing 183 holdings. Its most notable exit was iShares Global Tech ETF, an estimated $2.44M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.9% of assets, up from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Invesco Dorsey Wright Financial Momentum ETF worth $11.6M.

  • Transamerica Financial Advisors's largest Q4 2016 buy was Invesco Dorsey Wright Financial Momentum ETF: 377,233 shares worth $11.6M.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Industrials Momentum ETF in Q4 2016, an estimated $11.2M increase.
  • Transamerica Financial Advisors's biggest Q4 2016 reduction was Invesco Dorsey Wright Basic Materials Momentum ETF, cutting an estimated $17.1M.
  • Transamerica Financial Advisors fully exited iShares Global Tech ETF in Q4 2016, selling an estimated $2.44M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $839M portfolio in Q4 2016.
  • Transamerica Financial Advisors opened 67 new positions and closed 60 in Q4 2016.
  • Transamerica Financial Advisors's portfolio value fell 9% quarter-over-quarter to $839M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2016, filed 2 Feb 2017.