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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
76
Dollar General
DG
$27B
$3.52M 0.38%
50,277
+4,450
+10% +$377K
SPTL icon
77
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.1B
$3.51M 0.38%
88,734
+88,402
+26,627% +$3.53M
EBND icon
78
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.31B
$3.5M 0.38%
123,591
-346,653
-74% -$9.75M
PSK icon
79
State Street SPDR ICE Preferred Securities ETF
PSK
$681M
$3.47M 0.38%
76,204
-214,601
-74% -$9.91M
VNQI icon
80
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$3.4M 0.37%
60,444
-5,568
-8% -$311K
CLX icon
81
Clorox
CLX
$12.7B
$3.25M 0.35%
25,920
+2,373
+10% +$311K
WEC icon
82
WEC Energy
WEC
$34.8B
$3.2M 0.35%
53,488
+4,771
+10% +$298K
RJI
83
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$3.17M 0.34%
634,745
-128,325
-17% -$633K
USB icon
84
US Bancorp
USB
$97.2B
$3.14M 0.34%
73,273
+6,594
+10% +$280K
CA
85
DELISTED
CA, Inc.
CA
$3.12M 0.34%
94,306
+8,608
+10% +$290K
WMT icon
86
Walmart Inc
WMT
$839B
$3.11M 0.34%
129,447
+11,529
+10% +$280K
D icon
87
Dominion Energy
D
$58.9B
$3.1M 0.34%
41,806
+3,801
+10% +$290K
SPIB icon
88
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.7B
$3.03M 0.33%
86,668
+12,245
+16% +$427K
OXY icon
89
Occidental Petroleum
OXY
$58.4B
$3.01M 0.33%
41,300
+3,625
+10% +$271K
CHD icon
90
Church & Dwight Co
CHD
$24.3B
$2.98M 0.32%
62,174
+5,648
+10% +$279K
DIS icon
91
Walt Disney
DIS
$192B
$2.97M 0.32%
32,025
+2,950
+10% +$282K
AET
92
DELISTED
Aetna Inc
AET
$2.96M 0.32%
25,609
+2,331
+10% +$273K
DUK icon
93
Duke Energy
DUK
$94.8B
$2.88M 0.31%
35,986
+3,305
+10% +$274K
SPG icon
94
Simon Property Group
SPG
$70.9B
$2.83M 0.31%
13,673
+1,216
+10% +$264K
VGIT icon
95
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.6B
$2.8M 0.3%
41,903
+5,894
+16% +$393K
PPL
96
PPL Corp
PPL
$26.3B
$2.77M 0.3%
80,003
+7,387
+10% +$266K
TSS
97
DELISTED
Total System Services, Inc.
TSS
$2.72M 0.3%
57,709
+5,134
+10% +$258K
MLPI
98
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$2.66M 0.29%
93,621
-51,840
-36% -$1.45M
IVV icon
99
iShares Core S&P 500 ETF
IVV
$894B
$2.5M 0.27%
11,483
-1,313
-10% -$286K
MCD icon
100
McDonald's
MCD
$190B
$2.5M 0.27%
21,630
+1,962
+10% +$232K
2 3
4
5 6

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NFG
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Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.