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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$1.25B
AUM Growth
-$150M
Cap. Flow
-$76.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
35.83%
Holding
957
New
65
Increased
259
Reduced
299
Closed
122

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$50.3M
2
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$29.8M
3
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$25M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$24.4M
5
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$23.5M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$73M
2
IYF icon
iShares US Financials ETF
IYF
+$73M
3
IYH icon
iShares US Healthcare ETF
IYH
+$72.8M
4
IYE icon
iShares US Energy ETF
IYE
+$64.7M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.44M

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.05%
2 Technology 2.89%
3 Healthcare 2.82%
4 Real Estate 2.28%
5 Financials 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPH icon
926
State Street SPDR S&P Pharmaceuticals ETF
XPH
$570M
– –
-2
Closed -$1K
CNSL
927
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-50
Closed -$2K
RSX
928
DELISTED
VanEck Russia ETF
RSX
– –
-15,045
Closed -$276K
MNDT
929
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-6,527
Closed -$320K
TIF
930
DELISTED
Tiffany & Co.
TIF
– –
-2
Closed -$1K
FHK
931
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
– –
-1,748
Closed -$70K
RST
932
DELISTED
ROSETTA STONE INC
RST
– –
-100
Closed -$1K
ANDV
933
DELISTED
Andeavor
ANDV
– –
-1
Closed -$1K
TAO
934
DELISTED
Invesco China Real Estate ETF
TAO
– –
-54
Closed -$2K
MBLY
935
DELISTED
Mobileye N.V.
MBLY
– –
-1,000
Closed -$54K
SALE
936
DELISTED
RetailMeNot, Inc. Series 1
SALE
– –
-190
Closed -$4K
JOY
937
DELISTED
Joy Global Inc
JOY
– –
-22
Closed -$1K
JSC
938
DELISTED
SPDR SER TR SPDR RUSSELL/NOMURA SM CAP JAPAN ETF
JSC
– –
-2,162
Closed -$119K
MHFI
939
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-3
Closed -$1K
CNL
940
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-900
Closed -$49K
AFFX
941
DELISTED
Affymetrix Inc
AFFX
– –
-8,894
Closed -$98K
INFA
942
DELISTED
INFORMATICA CORP
INFA
– –
-1,936
Closed -$94K
RBS.PRN
943
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
– –
-1,000
Closed -$25K
CTRX
944
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-50,050
Closed -$3.06M
RGRC
945
DELISTED
ROYAL BK SCOTLAND PLC ROGERS ENHANCED COMMODITY ETNS (UK)
RGRC
– –
-107
Closed -$2K
KRFT
946
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-171
Closed -$15K
FDO
947
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-80
Closed -$7K
USLV
948
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
– –
-10
Closed -$2K
ESV
949
DELISTED
Ensco Rowan plc
ESV
– –
-1
Closed -$1K
CA
950
DELISTED
CA, Inc.
CA
– –
-145
Closed -$5K
35 36 37
38
39

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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Transamerica Financial Advisors held 957 positions worth $1.25B, down 11% from $1.4B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Transamerica Financial Advisors withdrew a net $76.6M in Q3 2015, closing 122 positions and reducing 299 holdings. Its most notable exit was Invesco Dorsey Wright Technology Momentum ETF, an estimated $4.74M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 3% of assets, up from 2.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in The Gap Inc worth $2.35M.

  • Transamerica Financial Advisors's largest Q3 2015 buy was The Gap Inc: 82,270 shares worth $2.35M.
  • Transamerica Financial Advisors added most to iShares 0-1 Year Treasury Bond ETF in Q3 2015, an estimated $50.3M increase.
  • Transamerica Financial Advisors's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $73M.
  • Transamerica Financial Advisors fully exited Invesco Dorsey Wright Technology Momentum ETF in Q3 2015, selling an estimated $4.74M.
  • Transamerica Financial Advisors's ten largest holdings make up 36% of its $1.25B portfolio in Q3 2015.
  • Transamerica Financial Advisors opened 65 new positions and closed 122 in Q3 2015.
  • Transamerica Financial Advisors's portfolio value fell 11% quarter-over-quarter to $1.25B.

Based on Transamerica Financial Advisors's 13F filing for Q3 2015, filed 20 Oct 2015.