We are live on ! Find out more
TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$386B
$2.1M 0.29%
19,261
-5,751
-23% -$597K
LMT icon
52
Lockheed Martin
LMT
$128B
$2.08M 0.29%
4,584
-1,442
-24% -$639K
FJP icon
53
First Trust Japan AlphaDEX Fund
FJP
$262M
$2.05M 0.28%
40,731
+12,759
+46% +$629K
JMBS icon
54
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.76B
$2.01M 0.28%
43,805
+2,662
+6% +$117K
GILD icon
55
Gilead Sciences
GILD
$184B
$1.98M 0.27%
24,372
-6,103
-20% -$475K
HD icon
56
Home Depot
HD
$337B
$1.96M 0.27%
5,647
-472
-8% -$146K
EWJ icon
57
iShares MSCI Japan ETF
EWJ
$22.6B
$1.9M 0.26%
29,672
+2,842
+11% +$174K
ZTS icon
58
Zoetis
ZTS
$31.9B
$1.9M 0.26%
9,631
-737
-7% -$130K
XLV icon
59
State Street Health Care Select Sector SPDR ETF
XLV
$45.5B
$1.88M 0.26%
13,750
-1,230
-8% -$160K
CSCO icon
60
Cisco
CSCO
$438B
$1.87M 0.26%
37,094
-17,659
-32% -$902K
INTU icon
61
Intuit
INTU
$97.8B
$1.87M 0.26%
2,987
-48
-2% -$26.5K
SPTL icon
62
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.1B
$1.82M 0.25%
62,587
+62,508
+79,124% +$1.66M
RSP icon
63
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$1.82M 0.25%
11,507
-5,051
-31% -$734K
PFE icon
64
Pfizer
PFE
$163B
$1.79M 0.25%
62,031
-18,356
-23% -$555K
GLD icon
65
SPDR Gold Trust
GLD
$156B
$1.78M 0.25%
9,337
-831
-8% -$152K
COST icon
66
Costco
COST
$426B
$1.78M 0.25%
2,699
+348
+15% +$206K
AGG icon
67
iShares Core US Aggregate Bond ETF
AGG
$139B
$1.78M 0.25%
17,925
-1,923
-10% -$183K
FTGC icon
68
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.18B
$1.76M 0.24%
78,413
+78,197
+36,202% +$1.82M
ABBV icon
69
AbbVie
ABBV
$470B
$1.75M 0.24%
11,255
-983
-8% -$143K
FTXL icon
70
First Trust Nasdaq Semiconductor ETF
FTXL
$1.26B
$1.68M 0.23%
20,593
-16,032
-44% -$1.14M
XLY icon
71
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$1.67M 0.23%
18,676
+1,268
+7% +$105K
SPTI icon
72
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.8B
$1.67M 0.23%
58,358
-1,962
-3% -$54.4K
QTEC icon
73
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.68B
$1.66M 0.23%
9,457
-6,536
-41% -$1.02M
MCD icon
74
McDonald's
MCD
$190B
$1.65M 0.23%
5,566
-1,248
-18% -$340K
PG icon
75
Procter & Gamble
PG
$338B
$1.64M 0.23%
11,158
-2,380
-18% -$352K
1 2
3
4 5

Similar funds

ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.