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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-1.43%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$3.57M
AUM Growth
-$521K
Cap. Flow
-$487K
Cap. Flow %
-13.66%
Top 10 Hldgs %
57.9%
Holding
215
New
10
Increased
17
Reduced
44
Closed
100

Top Buys

Rank Stock Value
1
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$114K
2
PFI icon
Invesco Dorsey Wright Financial Momentum ETF
PFI
+$85.4K
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$48.3K
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$34.4K
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$27K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$129K
2
PXI icon
Invesco Dorsey Wright Energy Momentum ETF
PXI
+$120K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$87.3K
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$57K
5
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$34.3K

Sector Composition

Rank Sector Weight
1 Industrials 0.25%
2 Healthcare 0.22%
3 Consumer Staples 0.22%
4 Technology 0.2%
5 Financials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSZ icon
51
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$5K 0.14%
69
-4
-5% -$277
BICK
52
DELISTED
First Trust BICK Index Fund
BICK
$5K 0.14%
138
+12
+10% +$443
XLE icon
53
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
$4K 0.11%
130
-4
-3% -$99
SLV icon
54
iShares Silver Trust
SLV
$33.5B
$3K 0.08%
143
-1
-0.7% -$22
VCIT icon
55
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$3K 0.08%
23
-88
-79% -$8.4K
VMBS icon
56
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$3K 0.08%
41
-152
-79% -$8.12K
FNX icon
57
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$2K 0.06%
17
– –
FTC icon
58
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$2K 0.06%
18
– –
FTXO icon
59
First Trust Nasdaq Bank ETF
FTXO
$304M
$2K 0.06%
58
– –
FXU icon
60
First Trust Utilities AlphaDEX Fund
FXU
$806M
$2K 0.06%
60
– –
ABT icon
61
Abbott
ABT
$201B
$1K 0.03%
+6
New +$737
ADP icon
62
Automatic Data Processing
ADP
$112B
$1K 0.03%
4
– –
AMGN icon
63
Amgen
AMGN
$239B
$1K 0.03%
3
– –
AMP icon
64
Ameriprise Financial
AMP
$49.5B
$1K 0.03%
3
– –
APD icon
65
Air Products & Chemicals
APD
$67.7B
$1K 0.03%
3
– –
AVGO icon
66
Broadcom
AVGO
$1.7T
$1K 0.03%
20
– –
BAC icon
67
Bank of America
BAC
$437B
$1K 0.03%
17
-7
-29% -$282
BBY icon
68
Best Buy
BBY
$18B
$1K 0.03%
7
-10
-59% -$1.12K
BLK icon
69
Blackrock
BLK
$182B
$1K 0.03%
1
– –
BMY icon
70
Bristol-Myers Squibb
BMY
$139B
$1K 0.03%
11
-4
-27% -$263
CAH icon
71
Cardinal Health
CAH
$55.3B
$1K 0.03%
14
+2
+17% +$108
CAT icon
72
Caterpillar
CAT
$373B
$1K 0.03%
4
+1
+33% +$208
CL icon
73
Colgate-Palmolive
CL
$72.8B
$1K 0.03%
9
-2
-18% -$159
CMI icon
74
Cummins
CMI
$78.8B
$1K 0.03%
3
– –
COP icon
75
ConocoPhillips
COP
$158B
$1K 0.03%
+13
New +$750
1 2
3
4 5

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Transamerica Financial Advisors held 215 positions worth $3.57M, down 13% from $4.09M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Transamerica Financial Advisors withdrew a net $487K in Q3 2021, closing 100 positions and reducing 44 holdings. Its most notable exit was Vanguard FTSE Emerging Markets ETF, an estimated $129K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.25% of assets, down from 0.59% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Transamerica Financial Advisors opened a new position in WisdomTree Emerging Markets ex-State-Owned Enterprises Fund worth $110K.

  • Transamerica Financial Advisors's largest Q3 2021 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 2,922 shares worth $110K.
  • Transamerica Financial Advisors added most to Vanguard Total Bond Market in Q3 2021, an estimated $11.1K increase.
  • Transamerica Financial Advisors's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $87.3K.
  • Transamerica Financial Advisors fully exited Vanguard FTSE Emerging Markets ETF in Q3 2021, selling an estimated $129K.
  • Transamerica Financial Advisors's ten largest holdings make up 58% of its $3.57M portfolio in Q3 2021.
  • Transamerica Financial Advisors opened 10 new positions and closed 100 in Q3 2021.
  • Transamerica Financial Advisors's portfolio value fell 13% quarter-over-quarter to $3.57M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.