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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
51
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
$4K 0.05%
128
-14,350
-99% -$434K
ABT icon
52
Abbott
ABT
$201B
$2K 0.03%
13
-119
-90% -$10.1K
BIIB icon
53
Biogen
BIIB
$32.6B
$2K 0.03%
5
-824
-99% -$192K
DELL icon
54
Dell
DELL
$292B
$2K 0.03%
39
+37
+1,850% +$981
DLTR icon
55
Dollar Tree
DLTR
$25.8B
$2K 0.03%
10
+9
+900% +$942
DUK icon
56
Duke Energy
DUK
$94.8B
$2K 0.03%
12
-7
-37% -$637
EBAY icon
57
eBay
EBAY
$47.2B
$2K 0.03%
26
+21
+420% +$842
EFX icon
58
Equifax
EFX
$22.5B
$2K 0.03%
8
+7
+700% +$986
EMR icon
59
Emerson Electric
EMR
$86.4B
$2K 0.03%
16
-182
-92% -$11.4K
ESS icon
60
Essex Property Trust
ESS
$18.8B
$2K 0.03%
+4
New +$1.25K
FAST icon
61
Fastenal
FAST
$57.7B
$2K 0.03%
64
-448
-88% -$6.97K
FISV
62
Fiserv Inc
FISV
$27.9B
$2K 0.03%
12
-3,766
-100% -$384K
FNX icon
63
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$2K 0.03%
17
-165
-91% -$11.2K
FRT icon
64
Federal Realty Investment Trust
FRT
$10.2B
$2K 0.03%
+9
New +$1.19K
FTXO icon
65
First Trust Nasdaq Bank ETF
FTXO
$304M
$2K 0.03%
58
-415
-88% -$10.4K
FXR icon
66
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$743M
$2K 0.03%
45
-307
-87% -$12.8K
GD icon
67
General Dynamics
GD
$102B
$2K 0.03%
6
-750
-99% -$139K
GS icon
68
Goldman Sachs
GS
$308B
$2K 0.03%
+5
New +$1.05K
HBAN icon
69
Huntington Bancshares
HBAN
$34.2B
$2K 0.03%
75
-8,907
-99% -$122K
HOG icon
70
Harley-Davidson
HOG
$2.86B
$2K 0.03%
+29
New +$994
HUM icon
71
Humana
HUM
$46.8B
$2K 0.03%
+4
New +$1.12K
J icon
72
Jacobs Solutions
J
$17.7B
$2K 0.03%
+16
New +$1.15K
JBHT icon
73
JB Hunt Transport Services
JBHT
$24.6B
$2K 0.03%
+12
New +$1.24K
KIM icon
74
Kimco Realty
KIM
$16.1B
$2K 0.03%
+58
New +$1.1K
KLAC icon
75
KLA
KLAC
$240B
$2K 0.03%
90
-550
-86% -$7.69K
1 2
3
4 5

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.