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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-7.88%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$390M
AUM Growth
-$81.3M
Cap. Flow
-$39.7M
Cap. Flow %
-10.19%
Top 10 Hldgs %
41.71%
Holding
542
New
32
Increased
176
Reduced
214
Closed
25

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$34.3M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.55M
3
VPU
Vanguard Utilities ETF
VPU
+$2.11M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.97M
5
BND icon
Vanguard Total Bond Market
BND
+$1.89M

Top Sells

Rank Stock Value
1
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$17.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.97M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.84M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Consumer Staples 1.39%
3 Healthcare 1.37%
4 Consumer Discretionary 0.78%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
51
iShares Russell 1000 Value ETF
IWD
$84.2B
$1.83M 0.47%
16,478
+16,477
+1,647,700% +$1.97M
WIP icon
52
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$481M
$1.83M 0.47%
35,164
+2,915
+9% +$152K
FYC icon
53
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$1.81M 0.47%
45,195
+2,751
+6% +$123K
FNY icon
54
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$1.81M 0.46%
49,970
+2,068
+4% +$82.9K
GSY icon
55
Invesco Ultra Short Duration ETF
GSY
$3.89B
$1.79M 0.46%
35,807
+7,498
+26% +$376K
IYZ icon
56
iShares US Telecommunications ETF
IYZ
$1.28B
$1.75M 0.45%
+66,271
New +$1.86M
IYR icon
57
iShares US Real Estate ETF
IYR
$4.67B
$1.74M 0.45%
23,218
-9,353
-29% -$735K
IYF icon
58
iShares US Financials ETF
IYF
$4.32B
$1.73M 0.44%
32,526
+32,522
+813,050% +$1.86M
IYH icon
59
iShares US Healthcare ETF
IYH
$3.84B
$1.71M 0.44%
47,225
+47,220
+944,400% +$1.81M
PZA icon
60
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$1.69M 0.43%
67,417
+1,321
+2% +$32.6K
BKLN icon
61
Invesco Senior Loan ETF
BKLN
$6.78B
$1.55M 0.4%
71,001
+54,727
+336% +$1.25M
IDU icon
62
iShares US Utilities ETF
IDU
$1.33B
$1.54M 0.39%
+22,894
New +$1.58M
XLF icon
63
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$1.42M 0.37%
59,722
-52,132
-47% -$1.35M
WMT icon
64
Walmart Inc
WMT
$839B
$1.41M 0.36%
45,435
-11,040
-20% -$354K
TFI icon
65
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.1B
$1.33M 0.34%
27,661
+27,442
+12,531% +$1.3M
SPIB icon
66
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.7B
$1.32M 0.34%
40,075
+39,430
+6,113% +$1.3M
INTU icon
67
Intuit
INTU
$97.8B
$1.29M 0.33%
6,574
-1,262
-16% -$263K
SRLN icon
68
State Street Blackstone Senior Loan ETF
SRLN
$5.47B
$1.28M 0.33%
28,654
-66,640
-70% -$3.1M
XLU icon
69
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$1.21M 0.31%
45,570
+19,028
+72% +$517K
IEMG icon
70
iShares Core MSCI Emerging Markets ETF
IEMG
$161B
$1.19M 0.31%
25,263
+4,450
+21% +$215K
SLY
71
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.17M 0.3%
19,487
+3,400
+21% +$227K
MDY icon
72
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$1.08M 0.28%
3,554
+618
+21% +$206K
MSFT icon
73
Microsoft
MSFT
$3.65T
$1.05M 0.27%
10,382
+4,408
+74% +$472K
FEX icon
74
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$981K 0.25%
18,816
-69,779
-79% -$3.97M
RJI
75
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$961K 0.25%
196,502
+7,239
+4% +$38.7K
1 2
3
4 5

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Transamerica Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Transamerica Financial Advisors held 542 positions worth $390M, down 17% from $471M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors withdrew a net $39.7M in Q4 2018, closing 25 positions and reducing 214 holdings. Its most notable exit was First Trust Nasdaq-100 Select Equal Weight ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, down from 2.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Vanguard Utilities ETF worth $2.06M.

  • Transamerica Financial Advisors's largest Q4 2018 buy was Vanguard Utilities ETF: 17,459 shares worth $2.06M.
  • Transamerica Financial Advisors added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $34.3M increase.
  • Transamerica Financial Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $15.3M.
  • Transamerica Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2018, selling an estimated $17.2M.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $390M portfolio in Q4 2018.
  • Transamerica Financial Advisors opened 32 new positions and closed 25 in Q4 2018.
  • Transamerica Financial Advisors's portfolio value fell 17% quarter-over-quarter to $390M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.