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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
51
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.9B
$5.45M 0.59%
109,732
+15,279
+16% +$755K
FISV
52
Fiserv Inc
FISV
$27.9B
$5.44M 0.59%
109,394
+9,622
+10% +$505K
PAYX icon
53
Paychex
PAYX
$44.5B
$5.36M 0.58%
92,622
+8,284
+10% +$497K
AXP icon
54
American Express
AXP
$227B
$5.34M 0.58%
83,444
+7,446
+10% +$478K
SJNK icon
55
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$5.27M 0.57%
190,348
-11,039
-5% -$302K
CWB icon
56
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$5.26M 0.57%
113,458
+65,428
+136% +$2.99M
AAPL icon
57
Apple
AAPL
$4.52T
$5.02M 0.54%
177,524
+16,932
+11% +$448K
PGR icon
58
Progressive
PGR
$129B
$4.97M 0.54%
157,780
+13,861
+10% +$451K
ACN icon
59
Accenture
ACN
$114B
$4.83M 0.52%
39,499
+3,452
+10% +$393K
HD icon
60
Home Depot
HD
$337B
$4.76M 0.52%
36,996
+3,360
+10% +$448K
LMT icon
61
Lockheed Martin
LMT
$128B
$4.66M 0.51%
19,444
+1,741
+10% +$436K
GILD icon
62
Gilead Sciences
GILD
$184B
$4.64M 0.5%
58,604
+5,303
+10% +$431K
TJX icon
63
TJX Companies
TJX
$154B
$4.57M 0.5%
122,108
+10,860
+10% +$425K
FTC icon
64
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$4.36M 0.47%
86,413
+21,972
+34% +$1.12M
FNX icon
65
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$4.35M 0.47%
82,344
+18,612
+29% +$977K
FNY icon
66
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$4.35M 0.47%
140,226
+32,696
+30% +$1.01M
RSG icon
67
Republic Services
RSG
$67.7B
$4.34M 0.47%
86,087
+7,739
+10% +$397K
IEI icon
68
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$4.15M 0.45%
32,768
+999
+3% +$127K
HYEM icon
69
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$4.11M 0.45%
166,502
+3,046
+2% +$73.7K
UNH icon
70
UnitedHealth
UNH
$356B
$3.96M 0.43%
28,269
+2,543
+10% +$356K
PCY icon
71
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.3B
$3.9M 0.42%
127,363
+127,061
+42,073% +$3.85M
ELV icon
72
Elevance Health
ELV
$86.5B
$3.66M 0.4%
29,210
+2,640
+10% +$341K
K
73
DELISTED
Kellanova
K
$3.66M 0.4%
50,269
+4,562
+10% +$349K
WM icon
74
Waste Management
WM
$88.8B
$3.63M 0.39%
56,843
+5,141
+10% +$336K
PZA icon
75
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$3.55M 0.38%
136,190
-8,220
-6% -$216K
1 2
3
4 5

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NFG
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MI
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KBFS
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Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.