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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVA
626
DELISTED
Sinovac Biotech, Ltd
SVA
$1K ﹤0.01%
2
– –
AOS icon
627
A.O. Smith
AOS
$8.45B
– –
-250
Closed -$17K
BF.B icon
628
Brown-Forman Class B
BF.B
$12.9B
– –
-215
Closed -$13K
BF.A icon
629
Brown-Forman Class A
BF.A
$13.3B
– –
-708
Closed -$42K
BKCI icon
630
BNY Mellon Concentrated International ETF
BKCI
$134M
– –
-134
Closed -$6K
BOND icon
631
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.61B
– –
-101
Closed -$9K
DELL icon
632
Dell
DELL
$292B
– –
-1
Closed -$1K
DFIS icon
633
Dimensional International Small Cap ETF
DFIS
$5.97B
– –
-95
Closed -$3K
FDL icon
634
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.11B
– –
-439
Closed -$15K
FE icon
635
FirstEnergy
FE
$27B
– –
-1
Closed -$1K
FLSP icon
636
Franklin Systematic Style Premia ETF
FLSP
$1.06B
– –
-130
Closed -$3K
FVD icon
637
First Trust Value Line Dividend Fund
FVD
$8.33B
– –
-509
Closed -$20K
FXO icon
638
First Trust Financials AlphaDEX Fund
FXO
$1.13B
– –
-229
Closed -$9K
GE icon
639
GE Aerospace
GE
$363B
– –
-1
Closed -$1K
GSLC icon
640
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
– –
-103
Closed -$9K
HYLS icon
641
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-510
Closed -$21K
INCY icon
642
Incyte
INCY
$26.3B
– –
-32
Closed -$2K
JVAL icon
643
JPMorgan US Value Factor ETF
JVAL
$949M
– –
-225
Closed -$8K
KMI icon
644
Kinder Morgan
KMI
$68.9B
– –
-1
Closed -$1K
KMX icon
645
CarMax
KMX
$9.11B
– –
-125
Closed -$9K
M icon
646
Macy's
M
$5.94B
– –
-1
Closed -$1K
MDY icon
647
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
– –
-40
Closed -$19K
NTRS icon
648
Northern Trust
NTRS
$34.2B
– –
-1
Closed -$1K
NWSA icon
649
News Corp Class A
NWSA
$16.7B
– –
-1
Closed -$1K
REGN icon
650
Regeneron Pharmaceuticals
REGN
$85.8B
– –
-3
Closed -$3K
23 24 25
26
27

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NFG
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.