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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+6.13%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$920M
AUM Growth
+$150M
Cap. Flow
+$104M
Cap. Flow %
11.27%
Top 10 Hldgs %
44.14%
Holding
670
New
73
Increased
213
Reduced
194
Closed
60

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$33.7M
2
IYE icon
iShares US Energy ETF
IYE
+$7.64M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.5M
4
IYW icon
iShares US Technology ETF
IYW
+$7.26M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$7.09M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$26.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$2.76M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.06M
4
PRGO icon
Perrigo
PRGO
+$1.97M
5
KMB icon
Kimberly-Clark
KMB
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 2.36%
2 Healthcare 2.12%
3 Financials 1.9%
4 Consumer Staples 1.8%
5 Energy 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBE icon
626
State Street SPDR S&P Bank ETF
KBE
$1.69B
– –
-35
Closed -$2K
M icon
627
Macy's
M
$5.94B
– –
-38
Closed -$2K
MVO
628
DELISTED
MV Oil Trust
MVO
– –
-100
Closed -$3K
PCN
629
PIMCO Corporate & Income Strategy Fund
PCN
$879M
– –
-525
Closed -$9K
PFL
630
PIMCO Income Strategy Fund
PFL
$378M
– –
-2,125
Closed -$25K
PRGO icon
631
Perrigo
PRGO
$2.01B
– –
-15,945
Closed -$1.97M
RCS
632
PIMCO Strategic Income Fund
RCS
$248M
– –
-500
Closed -$6K
RMD icon
633
ResMed
RMD
$34.1B
– –
-8,462
Closed -$447K
RTH icon
634
VanEck Retail ETF
RTH
$256M
– –
-20
Closed -$2K
SCHC icon
635
Schwab International Small-Cap Equity ETF
SCHC
$5.8B
– –
-402
Closed -$13K
SJB icon
636
ProShares Short High Yield
SJB
$45.3M
– –
-100
Closed -$4K
VOD icon
637
Vodafone
VOD
$37.3B
– –
-196
Closed -$8K
WTMF icon
638
WisdomTree Managed Futures Strategy Fund
WTMF
$260M
– –
-2,150
Closed -$90K
WTRG icon
639
Essential Utilities
WTRG
$11.6B
– –
-168
Closed -$5K
BIG
640
DELISTED
Big Lots, Inc.
BIG
– –
-100
Closed -$4K
LL
641
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-4,632
Closed -$495K
TGP
642
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-800
Closed -$36K
NMY
643
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-2,102
Closed -$26K
BAF
644
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-742
Closed -$10K
HSBC.PRA
645
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-200
Closed -$5K
UCI
646
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-10,811
Closed -$223K
NE
647
DELISTED
Noble Corporation
NE
– –
-229
Closed -$8K
AGN
648
DELISTED
Allergan plc
AGN
– –
-2
Closed -$1K
DNB
649
DELISTED
Dun & Bradstreet
DNB
– –
-2
Closed -$1K
BPK
650
DELISTED
Blackrock Muni 2018 Term Tr
BPK
– –
-415
Closed -$7K
23 24 25
26
27

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NFG
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Transamerica Financial Advisors held 670 positions worth $920M, up 19% from $771M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Transamerica Financial Advisors deployed $104M of net new capital in Q4 2013, opening 73 new positions and adding to 213 existing holdings. Its largest new stake was Dentsply Sirona: 38,214 shares worth $1.85M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares US Utilities ETF, an estimated $26.3M trimmed.

  • Transamerica Financial Advisors's largest Q4 2013 buy was Dentsply Sirona: 38,214 shares worth $1.85M.
  • Transamerica Financial Advisors added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $33.7M increase.
  • Transamerica Financial Advisors's biggest Q4 2013 reduction was iShares US Utilities ETF, cutting an estimated $26.3M.
  • Transamerica Financial Advisors fully exited Perrigo in Q4 2013, selling an estimated $1.97M.
  • Transamerica Financial Advisors's ten largest holdings make up 44% of its $920M portfolio in Q4 2013.
  • Transamerica Financial Advisors opened 73 new positions and closed 60 in Q4 2013.
  • Transamerica Financial Advisors's portfolio value rose 19% quarter-over-quarter to $920M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.