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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XTN icon
551
State Street SPDR S&P Transportation ETF
XTN
$373M
– –
-1
Closed -$1K
ZTS icon
552
Zoetis
ZTS
$31.9B
– –
-10,791
Closed -$1.23M
GAP
553
The Gap Inc
GAP
$7.25B
– –
-203
Closed -$4K
PDCO
554
DELISTED
Patterson Companies, Inc.
PDCO
– –
-36
Closed -$1K
SRCL
555
DELISTED
Stericycle Inc
SRCL
– –
-2
Closed -$1K
WRK
556
DELISTED
WestRock Company
WRK
– –
-2
Closed -$1K
SIX
557
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-2
Closed -$1K
AMJ
558
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-131
Closed -$4K
PXD
559
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-2
Closed -$1K
NATI
560
DELISTED
National Instruments Corp
NATI
– –
-2,837
Closed -$120K
BBBY
561
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-7
Closed -$1K
FNI
562
DELISTED
First Trust Chindia ETF
FNI
– –
-23
Closed -$1K
CVET
563
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-3
Closed -$1K
DRE
564
DELISTED
Duke Realty Corp.
DRE
– –
-3
Closed -$1K
CTXS
565
DELISTED
Citrix Systems Inc
CTXS
– –
-2,457
Closed -$242K
CERN
566
DELISTED
Cerner Corp
CERN
– –
-2
Closed -$1K
DISCK
567
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-2
Closed -$1K
XLNX
568
DELISTED
Xilinx Inc
XLNX
– –
-8
Closed -$1K
CXP
569
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-5,686
Closed -$118K
MXIM
570
DELISTED
Maxim Integrated Products
MXIM
– –
-98
Closed -$6K
BPY
571
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-1
Closed -$1K
PRSP
572
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-1
Closed -$1K
VAR
573
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-3
Closed -$1K
UCI
574
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
– –
-1
Closed -$1K
STI
575
DELISTED
SunTrust Banks, Inc.
STI
– –
-120
Closed -$8K
20 21 22
23
24

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ZIG
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FSWA
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NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
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CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.