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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
526
Whirlpool
WHR
$2.65B
– –
-1
Closed -$1K
WIP icon
527
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$481M
– –
-39,892
Closed -$2.22M
WM icon
528
Waste Management
WM
$88.8B
– –
-950
Closed -$110K
WMT icon
529
Walmart Inc
WMT
$839B
– –
-49,587
Closed -$1.83M
WTRG icon
530
Essential Utilities
WTRG
$11.6B
– –
-2,908
Closed -$121K
WU icon
531
Western Union
WU
$2.29B
– –
-5
Closed -$1K
WY icon
532
Weyerhaeuser
WY
$17.6B
– –
-1
Closed -$1K
XEL icon
533
Xcel Energy
XEL
$48.2B
– –
-12,535
Closed -$746K
XES icon
534
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$376M
– –
0
– -$1K
XLB icon
535
State Street Materials Select Sector SPDR ETF
XLB
$8.88B
– –
-14,026
Closed -$411K
XLC icon
536
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
– –
-22,079
Closed -$1.09M
XLF icon
537
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
– –
-86,456
Closed -$2.39M
XLI icon
538
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
– –
-17,142
Closed -$1.33M
XLK icon
539
State Street Technology Select Sector SPDR ETF
XLK
$119B
– –
-59,028
Closed -$2.3M
XLP icon
540
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15.1B
– –
-37,969
Closed -$2.21M
XLRE icon
541
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
– –
-10,239
Closed -$377K
XLU icon
542
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
– –
-33,942
Closed -$1.01M
XLV icon
543
State Street Health Care Select Sector SPDR ETF
XLV
$45.5B
– –
-34,954
Closed -$3.24M
XLY icon
544
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-27,632
Closed -$1.65M
XME icon
545
State Street SPDR S&P Metals & Mining ETF
XME
$4.83B
– –
-1
Closed -$1K
XMLV icon
546
Invesco S&P MidCap Low Volatility ETF
XMLV
$743M
– –
-5
Closed -$1K
XOM icon
547
ExxonMobil
XOM
$661B
– –
-1,380
Closed -$106K
XOP icon
548
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.72B
– –
-126
Closed -$14K
XPH icon
549
State Street SPDR S&P Pharmaceuticals ETF
XPH
$570M
– –
-1
Closed -$1K
XRAY icon
550
Dentsply Sirona
XRAY
$2.19B
– –
-13
Closed -$1K
20 21
22
23 24

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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.