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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-7.88%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$390M
AUM Growth
-$81.3M
Cap. Flow
-$39.7M
Cap. Flow %
-10.19%
Top 10 Hldgs %
41.71%
Holding
542
New
32
Increased
176
Reduced
214
Closed
25

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$34.3M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.55M
3
VPU
Vanguard Utilities ETF
VPU
+$2.11M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.97M
5
BND icon
Vanguard Total Bond Market
BND
+$1.89M

Top Sells

Rank Stock Value
1
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$17.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.97M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.84M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Consumer Staples 1.39%
3 Healthcare 1.37%
4 Consumer Discretionary 0.78%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
526
iShares Russell 2000 Growth ETF
IWO
$15.1B
– –
-13,327
Closed -$2.87M
IYE icon
527
iShares US Energy ETF
IYE
$1.81B
– –
-211
Closed -$9K
QQEW icon
528
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
– –
-270,955
Closed -$17.2M
RIGS icon
529
ALPS Strategic Income Fund
RIGS
$60.6M
– –
-3,889
Closed -$96K
RWO icon
530
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
– –
-731
Closed -$35K
RWR icon
531
State Street SPDR Dow Jones REIT ETF
RWR
$1.88B
– –
-14
Closed -$2K
TLH icon
532
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
– –
-14,337
Closed -$1.84M
VT icon
533
Vanguard Total World Stock ETF
VT
$81.2B
– –
-391
Closed -$30K
XRT icon
534
State Street SPDR S&P Retail ETF
XRT
$325M
– –
-52,571
Closed -$2.68M
ZROZ icon
535
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.53B
– –
-1
Closed -$1K
WTPI
536
WisdomTree Equity Premium Income Fund
WTPI
$518M
– –
-159
Closed -$5K
DYLS
537
DELISTED
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
– –
-138
Closed -$5K
ESRX
538
DELISTED
Express Scripts Holding Company
ESRX
– –
-4
Closed -$1K
AET
539
DELISTED
Aetna Inc
AET
– –
-8
Closed -$2K
ANDV
540
DELISTED
Andeavor
ANDV
– –
-78
Closed -$12K
CRC
541
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
1
– –
CA
542
DELISTED
CA, Inc.
CA
– –
-31
Closed -$2K
18 19 20 21
22

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FSWA
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NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Transamerica Financial Advisors held 542 positions worth $390M, down 17% from $471M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors withdrew a net $39.7M in Q4 2018, closing 25 positions and reducing 214 holdings. Its most notable exit was First Trust Nasdaq-100 Select Equal Weight ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, down from 2.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Vanguard Utilities ETF worth $2.06M.

  • Transamerica Financial Advisors's largest Q4 2018 buy was Vanguard Utilities ETF: 17,459 shares worth $2.06M.
  • Transamerica Financial Advisors added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $34.3M increase.
  • Transamerica Financial Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $15.3M.
  • Transamerica Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2018, selling an estimated $17.2M.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $390M portfolio in Q4 2018.
  • Transamerica Financial Advisors opened 32 new positions and closed 25 in Q4 2018.
  • Transamerica Financial Advisors's portfolio value fell 17% quarter-over-quarter to $390M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.