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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-4.41%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$1.25B
AUM Growth
-$150M
Cap. Flow
-$76.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
35.83%
Holding
957
New
65
Increased
259
Reduced
299
Closed
122

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$50.3M
2
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$29.8M
3
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$25M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$24.4M
5
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$23.5M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$73M
2
IYF icon
iShares US Financials ETF
IYF
+$73M
3
IYH icon
iShares US Healthcare ETF
IYH
+$72.8M
4
IYE icon
iShares US Energy ETF
IYE
+$64.7M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.44M

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.05%
2 Technology 2.89%
3 Healthcare 2.82%
4 Real Estate 2.28%
5 Financials 1.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
526
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$16K ﹤0.01%
474
– –
TUZ
527
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$16K ﹤0.01%
295
– –
SEP
528
DELISTED
Spectra Engy Parters Lp
SEP
$16K ﹤0.01%
390
– –
BCS.PR.CL
529
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$16K ﹤0.01%
600
– –
ETN icon
530
Eaton
ETN
$162B
$15K ﹤0.01%
273
-12
-4% -$709
IYH icon
531
iShares US Healthcare ETF
IYH
$3.8B
$15K ﹤0.01%
530
-2,338,270
-100% -$72.8M
PHM icon
532
Pultegroup
PHM
$24.9B
$15K ﹤0.01%
750
– –
PJP icon
533
Invesco Pharmaceuticals ETF
PJP
$534M
$15K ﹤0.01%
+221
New +$17.2K
UTG icon
534
Reaves Utility Income Fund
UTG
$3.54B
$15K ﹤0.01%
511
– –
XBI icon
535
State Street SPDR S&P Biotech ETF
XBI
$11.7B
$15K ﹤0.01%
+225
New +$17.7K
SE
536
DELISTED
Spectra Energy Corp Wi
SE
$15K ﹤0.01%
563
+185
+49% +$5.38K
CEO
537
DELISTED
CNOOC Limited
CEO
$15K ﹤0.01%
141
– –
BHP icon
538
BHP
BHP
$245B
$14K ﹤0.01%
475
– –
CVGW
539
DELISTED
Calavo Growers
CVGW
$14K ﹤0.01%
300
– –
GGN
540
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$886M
$14K ﹤0.01%
2,800
– –
IXP icon
541
iShares Global Comm Services ETF
IXP
$505M
$14K ﹤0.01%
233
– –
PBE icon
542
Invesco Biotechnology & Genome ETF
PBE
$405M
$14K ﹤0.01%
300
– –
PKW icon
543
Invesco BuyBack Achievers ETF
PKW
$1.78B
$14K ﹤0.01%
300
– –
PM icon
544
Philip Morris
PM
$302B
$14K ﹤0.01%
174
– –
PTY icon
545
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$14K ﹤0.01%
1,000
– –
RXI icon
546
iShares Global Consumer Discretionary ETF
RXI
$269M
$14K ﹤0.01%
164
– –
SABA
547
Saba Capital Income & Opportunities Fund II
SABA
$220M
$14K ﹤0.01%
1,147
-748
-39% -$9.79K
SJNK icon
548
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$14K ﹤0.01%
497
-185,569
-100% -$5.19M
LOGM
549
DELISTED
LogMein, Inc.
LOGM
$14K ﹤0.01%
+200
New +$13.3K
LOCK
550
DELISTED
LifeLock, Inc.
LOCK
$14K ﹤0.01%
1,536
– –
20 21
22
23 24

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Transamerica Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Transamerica Financial Advisors held 957 positions worth $1.25B, down 11% from $1.4B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Transamerica Financial Advisors withdrew a net $76.6M in Q3 2015, closing 122 positions and reducing 299 holdings. Its most notable exit was Invesco Dorsey Wright Technology Momentum ETF, an estimated $4.74M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 3% of assets, up from 2.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in The Gap Inc worth $2.35M.

  • Transamerica Financial Advisors's largest Q3 2015 buy was The Gap Inc: 82,270 shares worth $2.35M.
  • Transamerica Financial Advisors added most to iShares 0-1 Year Treasury Bond ETF in Q3 2015, an estimated $50.3M increase.
  • Transamerica Financial Advisors's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $73M.
  • Transamerica Financial Advisors fully exited Invesco Dorsey Wright Technology Momentum ETF in Q3 2015, selling an estimated $4.74M.
  • Transamerica Financial Advisors's ten largest holdings make up 36% of its $1.25B portfolio in Q3 2015.
  • Transamerica Financial Advisors opened 65 new positions and closed 122 in Q3 2015.
  • Transamerica Financial Advisors's portfolio value fell 11% quarter-over-quarter to $1.25B.

Based on Transamerica Financial Advisors's 13F filing for Q3 2015, filed 20 Oct 2015.