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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$771M
AUM Growth
+$159M
Cap. Flow
+$135M
Cap. Flow %
17.51%
Top 10 Hldgs %
42.29%
Holding
652
New
87
Increased
239
Reduced
135
Closed
52

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$25.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.5M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$17.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$8.91M
5
IDU icon
iShares US Utilities ETF
IDU
+$8.51M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$18.7M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17.8M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.39M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.75M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.45%
2 Healthcare 2.21%
3 Technology 1.98%
4 Financials 1.72%
5 Industrials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBND icon
526
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$3K ﹤0.01%
+76
New +$2.67K
MAT icon
527
Mattel
MAT
$4.4B
$3K ﹤0.01%
70
– –
MVO
528
DELISTED
MV Oil Trust
MVO
$3K ﹤0.01%
100
– –
NUV icon
529
Nuveen Municipal Value Fund
NUV
$1.88B
$3K ﹤0.01%
300
– –
SYY icon
530
Sysco
SYY
$40B
$3K ﹤0.01%
77
– –
TBF icon
531
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$3K ﹤0.01%
+67
New +$2.17K
SPWR
532
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
153
– –
ABB
533
DELISTED
ABB Ltd
ABB
$3K ﹤0.01%
100
– –
BRCM
534
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
100
– –
UNS
535
DELISTED
UNS ENERGY CORP COM
UNS
$3K ﹤0.01%
62
-6,421
-99% -$307K
DELL
536
DELISTED
DELL INC
DELL
$3K ﹤0.01%
200
– –
TYC
537
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$3K ﹤0.01%
72
– –
AIV
538
Aimco
AIV
$369M
$2K ﹤0.01%
473
-146,765
-100% -$570K
FXO icon
539
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$2K ﹤0.01%
+55
New +$1.08K
IYZ icon
540
iShares US Telecommunications ETF
IYZ
$1.29B
$2K ﹤0.01%
+40
New +$1.1K
KBE icon
541
State Street SPDR S&P Bank ETF
KBE
$1.7B
$2K ﹤0.01%
+35
New +$1.07K
M icon
542
Macy's
M
$6.01B
$2K ﹤0.01%
38
-12,165
-100% -$568K
PNR icon
543
Pentair
PNR
$10.1B
$2K ﹤0.01%
27
– –
PNW icon
544
Pinnacle West Capital
PNW
$12B
$2K ﹤0.01%
31
-9,668
-100% -$543K
PSEC icon
545
Prospect Capital
PSEC
$1.18B
$2K ﹤0.01%
100
– –
RTH icon
546
VanEck Retail ETF
RTH
$255M
$2K ﹤0.01%
+20
New +$1.09K
AMJ
547
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2K ﹤0.01%
25
-7
-22% -$322
AAV
548
DELISTED
Advantage Oil & Gas Ltd
AAV
$2K ﹤0.01%
500
– –
ADT
549
DELISTED
ADT Corp
ADT
$2K ﹤0.01%
37
– –
BTU
550
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$2K ﹤0.01%
7
– –
20 21
22
23 24

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NFG
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CA
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AT
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KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Transamerica Financial Advisors held 652 positions worth $771M, up 26% from $612M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors deployed $135M of net new capital in Q3 2013, opening 87 new positions and adding to 239 existing holdings. Its largest new stake was iShares US Healthcare ETF: 1,213,490 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.4% of assets, up from 2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street Health Care Select Sector SPDR ETF, an estimated $18.7M trimmed.

  • Transamerica Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 1,213,490 shares worth $25.9M.
  • Transamerica Financial Advisors added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2013, an estimated $19.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $18.7M.
  • Transamerica Financial Advisors fully exited PRA Group in Q3 2013, selling an estimated $481K.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $771M portfolio in Q3 2013.
  • Transamerica Financial Advisors opened 87 new positions and closed 52 in Q3 2013.
  • Transamerica Financial Advisors's portfolio value rose 26% quarter-over-quarter to $771M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2013, filed 22 Oct 2013.