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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+6.47%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$5.51M
AUM Growth
-$451M
Cap. Flow
-$474M
Cap. Flow %
-8,600.52%
Top 10 Hldgs %
56.12%
Holding
539
New
15
Increased
10
Reduced
161
Closed
352

Top Buys

Rank Stock Value
1
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$87.8K
2
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$84.1K
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$45.6K
4
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$29.1K
5
NVDA icon
NVIDIA
NVDA
+$1.86K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$93.7M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$39.1M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$12.8M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.6M

Sector Composition

Rank Sector Weight
1 Consumer Staples 0.65%
2 Technology 0.6%
3 Healthcare 0.56%
4 Industrials 0.56%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
501
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
– –
-20,088
Closed -$465K
XLI icon
502
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
– –
-7,062
Closed -$486K
XLK icon
503
State Street Technology Select Sector SPDR ETF
XLK
$119B
– –
-75,978
Closed -$3.97M
XLP icon
504
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15.1B
– –
-24,370
Closed -$1.43M
XLRE icon
505
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
– –
-4,763
Closed -$166K
XLU icon
506
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
– –
-10,550
Closed -$298K
XLV icon
507
State Street Health Care Select Sector SPDR ETF
XLV
$45.5B
– –
-30,900
Closed -$3.09M
XLY icon
508
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-32,848
Closed -$2.1M
XME icon
509
State Street SPDR S&P Metals & Mining ETF
XME
$4.83B
– –
-1
Closed -$1K
XMLV icon
510
Invesco S&P MidCap Low Volatility ETF
XMLV
$743M
– –
-1
Closed -$1K
XOM icon
511
ExxonMobil
XOM
$661B
– –
-4,020
Closed -$180K
XOP icon
512
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.72B
– –
-155
Closed -$9K
XPH icon
513
State Street SPDR S&P Pharmaceuticals ETF
XPH
$570M
– –
-1
Closed -$1K
XRAY icon
514
Dentsply Sirona
XRAY
$2.19B
– –
-2
Closed -$1K
XTN icon
515
State Street SPDR S&P Transportation ETF
XTN
$373M
– –
-1
Closed -$1K
GAP
516
The Gap Inc
GAP
$7.25B
– –
-1
Closed -$1K
PDCO
517
DELISTED
Patterson Companies, Inc.
PDCO
– –
-13
Closed -$1K
SRCL
518
DELISTED
Stericycle Inc
SRCL
– –
-1
Closed -$1K
SWN
519
DELISTED
Southwestern Energy Company
SWN
– –
-1
Closed -$1K
AMJ
520
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-1
Closed -$1K
PXD
521
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1
Closed -$1K
BBBY
522
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-3
Closed -$1K
CVET
523
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-1
Closed -$1K
CHNG
524
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-1
Closed -$1K
CERN
525
DELISTED
Cerner Corp
CERN
– –
-1
Closed -$1K
18 19 20
21
22

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NFG
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Transamerica Financial Advisors held 539 positions worth $5.51M, down 99% from $456M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Transamerica Financial Advisors withdrew a net $474M in Q3 2020, closing 352 positions and reducing 161 holdings. Its most notable exit was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 0.65% of assets, down from 3.7% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Nasdaq Transportation ETF worth $88K.

  • Transamerica Financial Advisors's largest Q3 2020 buy was First Trust Nasdaq Transportation ETF: 3,762 shares worth $88K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Industrials Momentum ETF in Q3 2020, an estimated $87.8K increase.
  • Transamerica Financial Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $93.7M.
  • Transamerica Financial Advisors fully exited Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2020, selling an estimated $10.5M.
  • Transamerica Financial Advisors's ten largest holdings make up 56% of its $5.51M portfolio in Q3 2020.
  • Transamerica Financial Advisors opened 15 new positions and closed 352 in Q3 2020.
  • Transamerica Financial Advisors's portfolio value fell 99% quarter-over-quarter to $5.51M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.