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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
501
Veeva Systems
VEEV
$40.1B
– –
-1
Closed -$1K
VFC icon
502
VF Corp
VFC
$5.44B
– –
-1,628
Closed -$143K
VGIT icon
503
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.6B
– –
-42,754
Closed -$2.82M
VGK icon
504
Vanguard FTSE Europe ETF
VGK
$31.3B
– –
-1
Closed -$1K
VGLT icon
505
Vanguard Long-Term Treasury ETF
VGLT
$10.5B
– –
-2
Closed -$1K
VGSH icon
506
Vanguard Short-Term Treasury ETF
VGSH
$30.3B
– –
-99,355
Closed -$6.05M
VHT icon
507
Vanguard Health Care ETF
VHT
$19.8B
– –
-21
Closed -$4K
VIG icon
508
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-123,656
Closed -$14.2M
VLO icon
509
Valero Energy
VLO
$98B
– –
-2,877
Closed -$247K
VNO icon
510
Vornado Realty Trust
VNO
$7.46B
– –
-2
Closed -$1K
VOE icon
511
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
– –
-29
Closed -$4K
VOX icon
512
Vanguard Communication Services ETF
VOX
$5.9B
– –
-1
Closed -$1K
VPU
513
Vanguard Utilities ETF
VPU
$8.37B
– –
-18,779
Closed -$2.5M
VREX icon
514
Varex Imaging
VREX
$780M
– –
-1
Closed -$1K
VRSN icon
515
VeriSign
VRSN
$26.6B
– –
-893
Closed -$187K
VTI icon
516
Vanguard Morningstar Total Stock Market ETF
VTI
$685B
– –
-584
Closed -$88K
VTIP icon
517
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.9B
– –
-109,689
Closed -$5.41M
VTR icon
518
Ventas
VTR
$48.1B
– –
-1
Closed -$1K
VTV icon
519
Vanguard Morningstar Value ETF
VTV
$194B
– –
-61
Closed -$7K
VUG icon
520
Vanguard Morningstar Growth ETF
VUG
$225B
– –
-6
Closed -$1K
VZ icon
521
Verizon
VZ
$209B
– –
-6,289
Closed -$360K
WBA
522
DELISTED
Walgreens Boots Alliance
WBA
– –
-219
Closed -$12K
WDC icon
523
Western Digital
WDC
$163B
– –
-140
Closed -$6K
WEC icon
524
WEC Energy
WEC
$34.8B
– –
-21
Closed -$2K
WFC icon
525
Wells Fargo
WFC
$256B
– –
-1,076
Closed -$51K
19 20
21
22 23

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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.