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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+6.13%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$920M
AUM Growth
+$150M
Cap. Flow
+$104M
Cap. Flow %
11.27%
Top 10 Hldgs %
44.14%
Holding
670
New
73
Increased
213
Reduced
194
Closed
60

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$33.7M
2
IYE icon
iShares US Energy ETF
IYE
+$7.64M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.5M
4
IYW icon
iShares US Technology ETF
IYW
+$7.26M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$7.09M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$26.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$2.76M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.06M
4
PRGO icon
Perrigo
PRGO
+$1.97M
5
KMB icon
Kimberly-Clark
KMB
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 2.36%
2 Healthcare 2.12%
3 Financials 1.9%
4 Consumer Staples 1.8%
5 Energy 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
501
Main Street Capital
MAIN
$5.47B
$5K ﹤0.01%
136
– –
MPB icon
502
Mid Penn Bancorp
MPB
$937M
$5K ﹤0.01%
304
-300
-50% -$3.71K
NGD
503
DELISTED
New Gold Inc
NGD
$5K ﹤0.01%
835
– –
PCK
504
DELISTED
Pimco California Municipal Income Fund II
PCK
$5K ﹤0.01%
500
-400
-44% -$3.71K
AUY
505
DELISTED
Yamana Gold, Inc.
AUY
$5K ﹤0.01%
562
– –
STJ
506
DELISTED
St Jude Medical
STJ
$5K ﹤0.01%
77
-15,021
-99% -$870K
MHGC
507
DELISTED
Morgans Hotel Group Co.
MHGC
$5K ﹤0.01%
500
– –
AOD
508
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$4K ﹤0.01%
436
+8
+2% +$66
BMY icon
509
Bristol-Myers Squibb
BMY
$139B
$4K ﹤0.01%
73
– –
EGO icon
510
Eldorado Gold
EGO
$12.6B
$4K ﹤0.01%
122
– –
FAX
511
abrdn Asia-Pacific Income Fund
FAX
$599M
$4K ﹤0.01%
100
– –
GGN
512
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$890M
$4K ﹤0.01%
400
– –
MAT icon
513
Mattel
MAT
$4.36B
$4K ﹤0.01%
70
– –
RVT icon
514
Royce Value Trust
RVT
$2.32B
$4K ﹤0.01%
227
-16
-7% -$244
TECK icon
515
Teck Resources
TECK
$35.1B
$4K ﹤0.01%
122
– –
WELL icon
516
Welltower
WELL
$174B
$4K ﹤0.01%
59
+10
+20% +$595
UNS
517
DELISTED
UNS ENERGY CORP COM
UNS
$4K ﹤0.01%
62
– –
KHI
518
DELISTED
Deutsche High Income Trust
KHI
$4K ﹤0.01%
+432
New +$3.94K
TYC
519
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$4K ﹤0.01%
72
– –
AAPL icon
520
CALL
Apple
AAPL
$4.52T
$3K ﹤0.01%
+252
New +$4.76K
BAX icon
521
Baxter International
BAX
$13.6B
$3K ﹤0.01%
66
– –
BCE icon
522
BCE
BCE
$22B
$3K ﹤0.01%
58
– –
CAT icon
523
Caterpillar
CAT
$373B
$3K ﹤0.01%
24
-30
-56% -$2.56K
CIM
524
Chimera Investment
CIM
$972M
$3K ﹤0.01%
60
– –
CXW icon
525
CoreCivic
CXW
$3.28B
$3K ﹤0.01%
88
-16,872
-99% -$588K
19 20
21
22 23

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Transamerica Financial Advisors held 670 positions worth $920M, up 19% from $771M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Transamerica Financial Advisors deployed $104M of net new capital in Q4 2013, opening 73 new positions and adding to 213 existing holdings. Its largest new stake was Dentsply Sirona: 38,214 shares worth $1.85M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares US Utilities ETF, an estimated $26.3M trimmed.

  • Transamerica Financial Advisors's largest Q4 2013 buy was Dentsply Sirona: 38,214 shares worth $1.85M.
  • Transamerica Financial Advisors added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $33.7M increase.
  • Transamerica Financial Advisors's biggest Q4 2013 reduction was iShares US Utilities ETF, cutting an estimated $26.3M.
  • Transamerica Financial Advisors fully exited Perrigo in Q4 2013, selling an estimated $1.97M.
  • Transamerica Financial Advisors's ten largest holdings make up 44% of its $920M portfolio in Q4 2013.
  • Transamerica Financial Advisors opened 73 new positions and closed 60 in Q4 2013.
  • Transamerica Financial Advisors's portfolio value rose 19% quarter-over-quarter to $920M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.