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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
26
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$4.82M 0.67%
62,327
-3,301
-5% -$250K
SPLV icon
27
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
$4.77M 0.66%
76,150
-49,498
-39% -$2.98M
IWP icon
28
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$4.53M 0.63%
43,345
+3,353
+8% +$318K
ANGL icon
29
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.18B
$4.45M 0.61%
154,539
-25,153
-14% -$694K
EWX icon
30
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$692M
$4.21M 0.58%
74,608
-11,654
-14% -$631K
LQD icon
31
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
$4.14M 0.57%
37,452
-6,345
-14% -$661K
EMB icon
32
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.12M 0.57%
46,215
-5,707
-11% -$481K
HYG icon
33
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$4.05M 0.56%
52,343
-7,738
-13% -$577K
SHY icon
34
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$4.01M 0.55%
48,913
-22,779
-32% -$1.85M
JPM icon
35
JPMorgan Chase
JPM
$948B
$3.57M 0.49%
20,972
-8,171
-28% -$1.24M
PAVE icon
36
Global X US Infrastructure Development ETF
PAVE
$13.7B
$3.33M 0.46%
96,705
+28,831
+42% +$898K
PZA icon
37
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$3.17M 0.44%
130,958
-1,426
-1% -$32.5K
MSFT icon
38
Microsoft
MSFT
$3.65T
$3.15M 0.44%
8,380
-795
-9% -$283K
VWOB icon
39
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.26B
$3.1M 0.43%
48,683
-2,825
-5% -$170K
VGSH icon
40
Vanguard Short-Term Treasury ETF
VGSH
$30.3B
$3.07M 0.42%
52,584
-23,011
-30% -$1.33M
PDBC icon
41
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.93B
$2.96M 0.41%
222,893
+81,930
+58% +$1.17M
ADBE icon
42
Adobe
ADBE
$109B
$2.9M 0.4%
4,860
-742
-13% -$428K
SPSM icon
43
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$2.86M 0.39%
67,731
+7,273
+12% +$274K
XLF icon
44
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$2.81M 0.39%
74,648
+19,278
+35% +$667K
VIG icon
45
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.62M 0.36%
15,397
-6,717
-30% -$1.08M
XLC icon
46
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$2.58M 0.36%
35,505
+8,158
+30% +$561K
XLE icon
47
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
$2.45M 0.34%
58,470
-1,768
-3% -$75.6K
VBK icon
48
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.3B
$2.24M 0.31%
9,246
+850
+10% +$185K
EFAV icon
49
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.55B
$2.23M 0.31%
32,203
+9,202
+40% +$610K
VNQI icon
50
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$2.19M 0.3%
51,384
-4,574
-8% -$182K
1
2
3 4 5

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NFG
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MI
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CA
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.