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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-3.23%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$739M
AUM Growth
-$32.4M
Cap. Flow
-$3.52M
Cap. Flow %
-0.48%
Top 10 Hldgs %
47.49%
Holding
661
New
37
Increased
155
Reduced
196
Closed
10

Top Buys

Rank Stock Value
1
PXI icon
Invesco Dorsey Wright Energy Momentum ETF
PXI
+$13.4M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.2M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.73M
4
TUG icon
STF Tactical Growth ETF
TUG
+$4.1M
5
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$3.03M

Top Sells

Rank Stock Value
1
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$14.5M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$12.2M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.24M
4
FTXG icon
First Trust Nasdaq Food & Beverage ETF
FTXG
+$1.88M
5
ADBE icon
Adobe
ADBE
+$1.47M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.93%
3 Financials 2.45%
4 Consumer Staples 2.35%
5 Industrials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
26
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$5.38M 0.73%
79,349
+9,081
+13% +$633K
VCSH icon
27
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$4.93M 0.67%
65,628
-2,760
-4% -$208K
ANGL icon
28
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.18B
$4.86M 0.66%
179,692
+8,723
+5% +$240K
EWX icon
29
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$692M
$4.61M 0.62%
86,262
+1,671
+2% +$89.9K
LQD icon
30
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
$4.47M 0.6%
43,797
-4,007
-8% -$423K
HYG icon
31
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$4.43M 0.6%
60,081
-5,200
-8% -$388K
VGSH icon
32
Vanguard Short-Term Treasury ETF
VGSH
$30.3B
$4.36M 0.59%
75,595
-5,238
-6% -$302K
EMB icon
33
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$4.29M 0.58%
51,922
-4,487
-8% -$383K
JPM icon
34
JPMorgan Chase
JPM
$948B
$4.23M 0.57%
29,143
+520
+2% +$78K
XLK icon
35
State Street Technology Select Sector SPDR ETF
XLK
$119B
$4.2M 0.57%
51,200
+4,520
+10% +$388K
IWP icon
36
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$3.65M 0.49%
39,992
+9,687
+32% +$926K
VIG icon
37
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.44M 0.46%
22,114
-1,539
-7% -$249K
VWOB icon
38
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.26B
$3.05M 0.41%
51,508
+912
+2% +$55.8K
CSCO icon
39
Cisco
CSCO
$438B
$2.94M 0.4%
54,753
-9,970
-15% -$538K
PZA icon
40
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$2.93M 0.4%
132,384
+15,052
+13% +$349K
MSFT icon
41
Microsoft
MSFT
$3.65T
$2.9M 0.39%
9,175
-4,243
-32% -$1.4M
ADBE icon
42
Adobe
ADBE
$109B
$2.86M 0.39%
5,602
-2,805
-33% -$1.47M
XLE icon
43
State Street Energy Select Sector SPDR ETF
XLE
$40.8B
$2.72M 0.37%
60,238
+322
+0.5% +$14.1K
PFE icon
44
Pfizer
PFE
$163B
$2.67M 0.36%
80,387
-7,090
-8% -$251K
BMY icon
45
Bristol-Myers Squibb
BMY
$139B
$2.62M 0.35%
45,131
-3,876
-8% -$237K
MRK icon
46
Merck
MRK
$386B
$2.58M 0.35%
25,012
-1,934
-7% -$208K
FXR icon
47
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$743M
$2.52M 0.34%
43,933
+7,099
+19% +$425K
FTXL icon
48
First Trust Nasdaq Semiconductor ETF
FTXL
$1.26B
$2.48M 0.34%
36,625
+6,875
+23% +$484K
LMT icon
49
Lockheed Martin
LMT
$128B
$2.46M 0.33%
6,026
-704
-10% -$312K
FXD icon
50
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$270M
$2.42M 0.33%
47,438
+7,802
+20% +$426K
1
2
3 4 5

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Transamerica Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Transamerica Financial Advisors held 661 positions worth $739M, down 4.2% from $771M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Transamerica Financial Advisors's Q3 2023 filing shows 37 new, 155 increased, 196 reduced and 10 closed positions. Its largest new stake was Kenvue: 45,214 shares worth $908K. The largest sale was Invesco Dorsey Wright Consumer Staples Momentum ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.9% a quarter earlier, followed by Healthcare and Financials.

  • Transamerica Financial Advisors's largest Q3 2023 buy was Kenvue: 45,214 shares worth $908K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Energy Momentum ETF in Q3 2023, an estimated $13.4M increase.
  • Transamerica Financial Advisors's biggest Q3 2023 reduction was Invesco Dorsey Wright Consumer Staples Momentum ETF, cutting an estimated $14.5M.
  • Transamerica Financial Advisors fully exited Vanguard Russell 1000 ETF in Q3 2023, selling an estimated $91K.
  • Transamerica Financial Advisors's ten largest holdings make up 47% of its $739M portfolio in Q3 2023.
  • Transamerica Financial Advisors opened 37 new positions and closed 10 in Q3 2023.
  • Transamerica Financial Advisors's portfolio value fell 4.2% quarter-over-quarter to $739M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2023, filed 14 Nov 2023.