We are live on ! Find out more
TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-1.43%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$3.57M
AUM Growth
-$521K
Cap. Flow
-$487K
Cap. Flow %
-13.66%
Top 10 Hldgs %
57.9%
Holding
215
New
10
Increased
17
Reduced
44
Closed
100

Top Buys

Rank Stock Value
1
XSOE icon
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
+$114K
2
PFI icon
Invesco Dorsey Wright Financial Momentum ETF
PFI
+$85.4K
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$48.3K
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$34.4K
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$27K

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$129K
2
PXI icon
Invesco Dorsey Wright Energy Momentum ETF
PXI
+$120K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$87.3K
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$57K
5
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$34.3K

Sector Composition

Rank Sector Weight
1 Industrials 0.25%
2 Healthcare 0.22%
3 Consumer Staples 0.22%
4 Technology 0.2%
5 Financials 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYC icon
26
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$37K 1.04%
508
+7
+1% +$501
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$139B
$36K 1.01%
310
-4
-1% -$464
FYX icon
28
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$35K 0.98%
372
+11
+3% +$1K
FNY icon
29
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$34K 0.95%
+466
New +$34.4K
SHM icon
30
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$34K 0.95%
675
-5
-0.7% -$248
IEF icon
31
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$30K 0.84%
256
+5
+2% +$585
PDBC icon
32
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.93B
$29K 0.81%
+1,346
New +$27K
TPYP icon
33
Tortoise North American Pipeline ETF
TPYP
$874M
$27K 0.76%
+1,198
New +$26.2K
VNQI icon
34
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$26K 0.73%
448
-21
-4% -$1.23K
JNK icon
35
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.68B
$22K 0.62%
193
-311
-62% -$34.1K
PSK icon
36
State Street SPDR ICE Preferred Securities ETF
PSK
$681M
$21K 0.59%
483
+2
+0.4% +$87
SRLN icon
37
State Street Blackstone Senior Loan ETF
SRLN
$5.47B
$21K 0.59%
453
+2
+0.4% +$92
WIP icon
38
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$481M
$21K 0.59%
369
+4
+1% +$226
GLD icon
39
SPDR Gold Trust
GLD
$156B
$14K 0.39%
84
+2
+2% +$335
PZA icon
40
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$12K 0.34%
435
-28
-6% -$764
IWF icon
41
iShares Russell 1000 Growth ETF
IWF
$125B
$11K 0.31%
156
-8
-5% -$566
EFAV icon
42
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.55B
$10K 0.28%
131
-4
-3% -$311
EEMV icon
43
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.64B
$9K 0.25%
130
+5
+4% +$315
VIG icon
44
Vanguard Dividend Appreciation ETF
VIG
$114B
$9K 0.25%
55
– –
FXF icon
45
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$7K 0.2%
71
+2
+3% +$197
RSP icon
46
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$7K 0.2%
45
– –
NFTY icon
47
First Trust India Nifty 50 Equal Weight ETF
NFTY
$118M
$6K 0.17%
105
-12
-10% -$565
FDN icon
48
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.31B
$5K 0.14%
20
– –
FGM icon
49
First Trust Germany AlphaDEX Fund
FGM
$99M
$5K 0.14%
84
– –
FKU icon
50
First Trust United Kingdom AlphaDEX Fund
FKU
$40.3M
$5K 0.14%
+109
New +$4.82K
1
2
3 4 5

Similar funds

ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Transamerica Financial Advisors held 215 positions worth $3.57M, down 13% from $4.09M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Transamerica Financial Advisors withdrew a net $487K in Q3 2021, closing 100 positions and reducing 44 holdings. Its most notable exit was Vanguard FTSE Emerging Markets ETF, an estimated $129K position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.25% of assets, down from 0.59% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Transamerica Financial Advisors opened a new position in WisdomTree Emerging Markets ex-State-Owned Enterprises Fund worth $110K.

  • Transamerica Financial Advisors's largest Q3 2021 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 2,922 shares worth $110K.
  • Transamerica Financial Advisors added most to Vanguard Total Bond Market in Q3 2021, an estimated $11.1K increase.
  • Transamerica Financial Advisors's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $87.3K.
  • Transamerica Financial Advisors fully exited Vanguard FTSE Emerging Markets ETF in Q3 2021, selling an estimated $129K.
  • Transamerica Financial Advisors's ten largest holdings make up 58% of its $3.57M portfolio in Q3 2021.
  • Transamerica Financial Advisors opened 10 new positions and closed 100 in Q3 2021.
  • Transamerica Financial Advisors's portfolio value fell 13% quarter-over-quarter to $3.57M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.