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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+12.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$4.84M
AUM Growth
-$668K
Cap. Flow
-$1.23M
Cap. Flow %
-25.39%
Top 10 Hldgs %
53.53%
Holding
203
New
17
Increased
24
Reduced
109
Closed
11

Top Buys

Rank Stock Value
1
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$82.5K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$46.7K
3
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$42K
4
FEP icon
First Trust Europe AlphaDEX Fund
FEP
+$6.89K
5
NVR icon
NVR
NVR
+$4.16K

Top Sells

Rank Stock Value
1
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$297K
2
BND icon
Vanguard Total Bond Market
BND
+$112K
3
PXI icon
Invesco Dorsey Wright Energy Momentum ETF
PXI
+$98K
4
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$95.3K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$75.7K

Sector Composition

Rank Sector Weight
1 Healthcare 0.64%
2 Technology 0.58%
3 Industrials 0.58%
4 Consumer Staples 0.56%
5 Financials 0.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
26
iShares Core US Aggregate Bond ETF
AGG
$139B
$55K 1.14%
464
-19
-4% -$2.24K
FTC icon
27
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$50K 1.03%
510
-101
-17% -$9.11K
FYC icon
28
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$50K 1.03%
798
+773
+3,092% +$42K
FNY icon
29
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$48K 0.99%
726
-205
-22% -$12.2K
MLPB icon
30
ETRACS Alerian MLP Infrastructure Index ETN Series B due Apr 2 2040
MLPB
$254M
$37K 0.76%
3,053
-1,621
-35% -$18K
VCIT icon
31
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$34K 0.7%
346
-4
-1% -$385
CWB icon
32
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$33K 0.68%
387
-111
-22% -$8.38K
VMBS icon
33
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$33K 0.68%
611
-1
-0.2% -$54
RJI
34
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$33K 0.68%
6,653
-6,418
-49% -$29.3K
IBND icon
35
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$465M
$32K 0.66%
832
-103
-11% -$3.78K
PSK icon
36
State Street SPDR ICE Preferred Securities ETF
PSK
$681M
$32K 0.66%
718
-52
-7% -$2.28K
SHM icon
37
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$32K 0.66%
630
+15
+2% +$747
SPLB icon
38
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.22B
$32K 0.66%
959
-79
-8% -$2.56K
VNQI icon
39
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$31K 0.64%
556
-177
-24% -$9.13K
IEF icon
40
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$28K 0.58%
234
+7
+3% +$842
EFAV icon
41
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.55B
$15K 0.31%
197
+3
+2% +$211
EEMV icon
42
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.64B
$13K 0.27%
205
-1
-0.5% -$58
GLD icon
43
SPDR Gold Trust
GLD
$156B
$13K 0.27%
73
-2
-3% -$352
PZA icon
44
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$12K 0.25%
434
+11
+3% +$294
IWF icon
45
iShares Russell 1000 Growth ETF
IWF
$125B
$11K 0.23%
180
-12
-6% -$683
FEP icon
46
First Trust Europe AlphaDEX Fund
FEP
$546M
$8K 0.17%
+193
New +$6.89K
FGM icon
47
First Trust Germany AlphaDEX Fund
FGM
$99M
$8K 0.17%
143
-10
-7% -$476
FSZ icon
48
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$8K 0.17%
124
-4
-3% -$226
VIG icon
49
Vanguard Dividend Appreciation ETF
VIG
$114B
$8K 0.17%
55
-1
-2% -$136
BICK
50
DELISTED
First Trust BICK Index Fund
BICK
$8K 0.17%
201
-34
-14% -$1.13K
1
2
3 4 5

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Transamerica Financial Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Transamerica Financial Advisors held 203 positions worth $4.84M, down 12% from $5.51M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Transamerica Financial Advisors withdrew a net $1.23M in Q4 2020, closing 11 positions and reducing 109 holdings. Its most notable exit was Invesco Dorsey Wright Energy Momentum ETF, an estimated $98K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.64% of assets, up from 0.56% a quarter earlier, followed by Technology and Industrials.

Against the trend, Transamerica Financial Advisors opened a new position in Invesco Dorsey Wright Basic Materials Momentum ETF worth $92K.

  • Transamerica Financial Advisors's largest Q4 2020 buy was Invesco Dorsey Wright Basic Materials Momentum ETF: 1,282 shares worth $92K.
  • Transamerica Financial Advisors added most to Invesco QQQ Trust in Q4 2020, an estimated $46.7K increase.
  • Transamerica Financial Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $297K.
  • Transamerica Financial Advisors fully exited Invesco Dorsey Wright Energy Momentum ETF in Q4 2020, selling an estimated $98K.
  • Transamerica Financial Advisors's ten largest holdings make up 54% of its $4.84M portfolio in Q4 2020.
  • Transamerica Financial Advisors opened 17 new positions and closed 11 in Q4 2020.
  • Transamerica Financial Advisors's portfolio value fell 12% quarter-over-quarter to $4.84M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2020, filed 16 Feb 2021.