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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+6.47%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$5.51M
AUM Growth
-$451M
Cap. Flow
-$474M
Cap. Flow %
-8,600.52%
Top 10 Hldgs %
56.12%
Holding
539
New
15
Increased
10
Reduced
161
Closed
352

Top Buys

Rank Stock Value
1
PRN icon
Invesco Dorsey Wright Industrials Momentum ETF
PRN
+$87.8K
2
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$84.1K
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$45.6K
4
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$29.1K
5
NVDA icon
NVIDIA
NVDA
+$1.86K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$93.7M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$39.1M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$12.8M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$12.6M

Sector Composition

Rank Sector Weight
1 Consumer Staples 0.65%
2 Technology 0.6%
3 Healthcare 0.56%
4 Industrials 0.56%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
26
iShares Core US Aggregate Bond ETF
AGG
$139B
$57K 1.03%
483
-92,331
-99% -$11M
RJI
27
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$57K 1.03%
13,071
-166,828
-93% -$717K
FTC icon
28
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$52K 0.94%
611
-5,782
-90% -$475K
FEX icon
29
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$50K 0.91%
782
+726
+1,296% +$45.6K
FNY icon
30
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$50K 0.91%
931
-9,254
-91% -$476K
MLPB icon
31
ETRACS Alerian MLP Infrastructure Index ETN Series B due Apr 2 2040
MLPB
$254M
$44K 0.8%
4,674
-1,996
-30% -$21.3K
VNQI icon
32
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$36K 0.65%
733
-33,768
-98% -$1.64M
CWB icon
33
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$35K 0.64%
498
-96,029
-99% -$6.37M
IBND icon
34
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$465M
$34K 0.62%
935
+820
+713% +$29.1K
PSK icon
35
State Street SPDR ICE Preferred Securities ETF
PSK
$681M
$34K 0.62%
770
-70,309
-99% -$3.03M
VCIT icon
36
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$34K 0.62%
350
-44,479
-99% -$4.28M
VMBS icon
37
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$34K 0.62%
612
-38,367
-98% -$2.08M
SPLB icon
38
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.22B
$33K 0.6%
1,038
-94,247
-99% -$3.06M
SHM icon
39
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$31K 0.56%
615
-63,519
-99% -$3.17M
IEF icon
40
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$28K 0.51%
227
-102,408
-100% -$12.5M
EFAV icon
41
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.55B
$14K 0.25%
194
-53,787
-100% -$3.66M
GLD icon
42
SPDR Gold Trust
GLD
$156B
$14K 0.25%
75
-5,142
-99% -$924K
EEMV icon
43
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.64B
$12K 0.22%
206
-9,156
-98% -$505K
PZA icon
44
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$12K 0.22%
423
-65,909
-99% -$1.77M
IWF icon
45
iShares Russell 1000 Growth ETF
IWF
$125B
$11K 0.2%
192
-14,984
-99% -$789K
VIG icon
46
Vanguard Dividend Appreciation ETF
VIG
$114B
$8K 0.15%
56
-88,980
-100% -$11.2M
FCA icon
47
First Trust China AlphaDEX Fund
FCA
$31.6M
$7K 0.13%
260
-11,700
-98% -$314K
FGM icon
48
First Trust Germany AlphaDEX Fund
FGM
$99M
$7K 0.13%
153
-7,042
-98% -$312K
FSZ icon
49
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$7K 0.13%
128
-5,924
-98% -$309K
FXF icon
50
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$7K 0.13%
65
-4,005
-98% -$399K
1
2
3 4 5

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Transamerica Financial Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Transamerica Financial Advisors held 539 positions worth $5.51M, down 99% from $456M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Transamerica Financial Advisors withdrew a net $474M in Q3 2020, closing 352 positions and reducing 161 holdings. Its most notable exit was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 0.65% of assets, down from 3.7% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Nasdaq Transportation ETF worth $88K.

  • Transamerica Financial Advisors's largest Q3 2020 buy was First Trust Nasdaq Transportation ETF: 3,762 shares worth $88K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Industrials Momentum ETF in Q3 2020, an estimated $87.8K increase.
  • Transamerica Financial Advisors's biggest Q3 2020 reduction was Invesco QQQ Trust, cutting an estimated $93.7M.
  • Transamerica Financial Advisors fully exited Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2020, selling an estimated $10.5M.
  • Transamerica Financial Advisors's ten largest holdings make up 56% of its $5.51M portfolio in Q3 2020.
  • Transamerica Financial Advisors opened 15 new positions and closed 352 in Q3 2020.
  • Transamerica Financial Advisors's portfolio value fell 99% quarter-over-quarter to $5.51M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2020, filed 12 Nov 2020.