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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+4.6%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.22M
AUM Growth
-$645K
Cap. Flow
-$975K
Cap. Flow %
-13.51%
Top 10 Hldgs %
56.6%
Holding
136
New
42
Increased
15
Reduced
50
Closed
2

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$157K
2
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$47.6K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$33.8K
4
PTF icon
Invesco Dorsey Wright Technology Momentum ETF
PTF
+$3.87K
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$2.13K

Top Sells

Rank Stock Value
1
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$217K
2
BND icon
Vanguard Total Bond Market
BND
+$173K
3
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$171K
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$75.7K
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$67.6K

Sector Composition

Rank Sector Weight
1 Healthcare 0.22%
2 Technology 0.21%
3 Industrials 0.19%
4 Financials 0.15%
5 Consumer Discretionary 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYC icon
26
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$75K 1.04%
1,589
-86
-5% -$3.88K
FTC icon
27
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$74K 1.03%
1,011
-83
-8% -$5.88K
FNY icon
28
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$73K 1.01%
1,522
-132
-8% -$6.12K
RJI
29
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$73K 1.01%
13,377
-2,374
-15% -$12.4K
MLPI
30
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$64K 0.89%
3,261
-415
-11% -$7.88K
SPIB icon
31
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.7B
$48K 0.67%
1,352
-113
-8% -$3.98K
SPLB icon
32
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.22B
$48K 0.67%
+1,590
New +$47.6K
TFI icon
33
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.1B
$48K 0.67%
938
-71
-7% -$3.59K
VNQI icon
34
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$46K 0.64%
771
-117
-13% -$7.02K
SHM icon
35
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$44K 0.61%
890
+1
+0.1% +$49
VCIT icon
36
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$44K 0.61%
479
-12
-2% -$1.09K
VMBS icon
37
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$43K 0.6%
805
-29
-3% -$1.54K
QQQ icon
38
Invesco QQQ Trust
QQQ
$486B
$36K 0.5%
+169
New +$33.8K
IEF icon
39
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$28K 0.39%
250
– –
PZA icon
40
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$24K 0.33%
896
-13
-1% -$344
EEMV icon
41
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.64B
$18K 0.25%
304
-19
-6% -$1.1K
EFAV icon
42
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.55B
$18K 0.25%
238
-19
-7% -$1.42K
GLD icon
43
SPDR Gold Trust
GLD
$156B
$18K 0.25%
120
-4
-3% -$559
IWF icon
44
iShares Russell 1000 Growth ETF
IWF
$125B
$14K 0.19%
312
+8
+3% +$334
FLN icon
45
First Trust Latin America AlphaDEX Fund
FLN
$41.3M
$13K 0.18%
533
-6
-1% -$125
FBZ
46
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$12K 0.17%
663
-30
-4% -$491
FGM icon
47
First Trust Germany AlphaDEX Fund
FGM
$99M
$12K 0.17%
249
-30
-11% -$1.27K
FSZ icon
48
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$12K 0.17%
206
-21
-9% -$1.07K
BICK
49
DELISTED
First Trust BICK Index Fund
BICK
$12K 0.17%
396
-30
-7% -$814
FXF icon
50
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$9K 0.12%
90
+4
+5% +$373
1
2
3 4 5

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Transamerica Financial Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Transamerica Financial Advisors held 136 positions worth $7.22M, down 8.2% from $7.86M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Transamerica Financial Advisors withdrew a net $975K in Q4 2019, closing 2 positions and reducing 50 holdings. Its most notable exit was Invesco Dorsey Wright Utilities Momentum ETF, an estimated $171K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.22% of assets, up from 0.13% a quarter earlier, followed by Technology and Industrials.

Against the trend, Transamerica Financial Advisors opened a new position in Invesco Dorsey Wright Consumer Cyclicals Momentum ETF worth $161K.

  • Transamerica Financial Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Cyclicals Momentum ETF: 2,922 shares worth $161K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Technology Momentum ETF in Q4 2019, an estimated $3.87K increase.
  • Transamerica Financial Advisors's biggest Q4 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $217K.
  • Transamerica Financial Advisors fully exited Invesco Dorsey Wright Utilities Momentum ETF in Q4 2019, selling an estimated $171K.
  • Transamerica Financial Advisors's ten largest holdings make up 57% of its $7.22M portfolio in Q4 2019.
  • Transamerica Financial Advisors opened 42 new positions and closed 2 in Q4 2019.
  • Transamerica Financial Advisors's portfolio value fell 8.2% quarter-over-quarter to $7.22M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2019, filed 5 Feb 2020.