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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJI
26
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$81K 1.03%
15,751
-124,423
-89% -$636K
FTC icon
27
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$77K 0.98%
1,094
-30,124
-96% -$2.14M
MLPI
28
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$77K 0.98%
3,676
-29,182
-89% -$624K
FNY icon
29
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$74K 0.94%
1,654
-46,246
-97% -$2.12M
FYC icon
30
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$74K 0.94%
1,675
-44,238
-96% -$2.01M
SPTL icon
31
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11.1B
$53K 0.67%
1,284
+1,230
+2,278% +$49.1K
VNQI icon
32
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$53K 0.67%
888
-27,283
-97% -$1.59M
SPIB icon
33
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.7B
$52K 0.66%
1,465
-39,541
-96% -$1.39M
TFI icon
34
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.1B
$52K 0.66%
1,009
-27,469
-96% -$1.39M
VCIT icon
35
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$45K 0.57%
491
-58,293
-99% -$5.28M
VMBS icon
36
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$45K 0.57%
834
-39,818
-98% -$2.11M
SHM icon
37
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$44K 0.56%
889
-56,344
-98% -$2.77M
IEF icon
38
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$29K 0.37%
250
-34,930
-99% -$3.9M
PZA icon
39
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$25K 0.32%
909
-66,368
-99% -$1.76M
EEMV icon
40
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.64B
$19K 0.24%
323
-11,498
-97% -$661K
EFAV icon
41
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.55B
$19K 0.24%
257
-79,932
-100% -$5.79M
GLD icon
42
SPDR Gold Trust
GLD
$156B
$18K 0.23%
124
-7,146
-98% -$994K
IWF icon
43
iShares Russell 1000 Growth ETF
IWF
$125B
$13K 0.17%
304
-41,256
-99% -$1.65M
FGM icon
44
First Trust Germany AlphaDEX Fund
FGM
$99M
$12K 0.15%
279
-9,629
-97% -$387K
FSZ icon
45
First Trust Switzerland AlphaDEX Fund
FSZ
$37.4M
$12K 0.15%
227
-8,214
-97% -$401K
FBZ
46
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$11K 0.14%
693
-28,987
-98% -$470K
FLN icon
47
First Trust Latin America AlphaDEX Fund
FLN
$41.3M
$11K 0.14%
+539
New +$11.1K
BICK
48
DELISTED
First Trust BICK Index Fund
BICK
$11K 0.14%
426
-14,977
-97% -$388K
FXF icon
49
Invesco CurrencyShares Swiss Franc Trust
FXF
$385M
$8K 0.1%
86
-2,573
-97% -$242K
SLV icon
50
iShares Silver Trust
SLV
$33.5B
$5K 0.06%
284
-8,457
-97% -$135K
1
2
3 4 5

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KBFS
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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.