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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-7.88%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$390M
AUM Growth
-$81.3M
Cap. Flow
-$39.7M
Cap. Flow %
-10.19%
Top 10 Hldgs %
41.71%
Holding
542
New
32
Increased
176
Reduced
214
Closed
25

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$34.3M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.55M
3
VPU
Vanguard Utilities ETF
VPU
+$2.11M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.97M
5
BND icon
Vanguard Total Bond Market
BND
+$1.89M

Top Sells

Rank Stock Value
1
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$17.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.97M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.84M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Consumer Staples 1.39%
3 Healthcare 1.37%
4 Consumer Discretionary 0.78%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRN icon
26
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$393M
$3.52M 0.9%
69,173
-2,188
-3% -$122K
IXJ icon
27
iShares Global Healthcare ETF
IXJ
$4.42B
$3.37M 0.87%
59,494
-10,405
-15% -$623K
QTEC icon
28
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.68B
$3.35M 0.86%
49,286
-1,280
-3% -$92.1K
FDN icon
29
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.31B
$3.35M 0.86%
28,733
-18,806
-40% -$2.34M
FXL icon
30
First Trust Technology AlphaDEX Fund
FXL
$2.73B
$3.33M 0.85%
63,259
+642
+1% +$35.6K
SCHC icon
31
Schwab International Small-Cap Equity ETF
SCHC
$5.8B
$3.25M 0.83%
111,545
+3,334
+3% +$106K
FBT icon
32
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.96B
$3.24M 0.83%
26,113
+1,233
+5% +$169K
FXH icon
33
First Trust Health Care AlphaDEX Fund
FXH
$1.17B
$3.23M 0.83%
46,905
+46,866
+120,169% +$3.55M
TOTL icon
34
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$3.18M 0.82%
67,123
+29,201
+77% +$1.37M
EWX icon
35
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$692M
$2.77M 0.71%
67,592
+5,709
+9% +$241K
SHM icon
36
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$2.73M 0.7%
56,824
+1,757
+3% +$83.8K
MTUM icon
37
iShares MSCI USA Momentum Factor ETF
MTUM
$24.6B
$2.72M 0.7%
27,104
-2,481
-8% -$266K
VMBS icon
38
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$2.63M 0.68%
51,126
-41,437
-45% -$2.1M
PTH icon
39
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$276M
$2.62M 0.67%
110,289
-3,054
-3% -$82.2K
FLRN icon
40
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.91B
$2.44M 0.63%
80,483
-125,441
-61% -$3.84M
VGIT icon
41
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.6B
$2.36M 0.61%
37,131
+1,911
+5% +$119K
AGG icon
42
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.3M 0.59%
21,556
-2,528
-10% -$265K
XLP icon
43
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15.1B
$2.13M 0.55%
41,911
+1,303
+3% +$70.7K
SCHP icon
44
Schwab US TIPS ETF
SCHP
$16.6B
$2.08M 0.53%
78,074
+5,458
+8% +$145K
VPU
45
Vanguard Utilities ETF
VPU
$8.37B
$2.06M 0.53%
+17,459
New +$2.11M
IEF icon
46
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$2.03M 0.52%
19,465
+76
+0.4% +$7.7K
IYW icon
47
iShares US Technology ETF
IYW
$24.8B
$1.94M 0.5%
48,444
-3,556
-7% -$154K
VNQI icon
48
Vanguard Global ex-US Real Estate ETF
VNQI
$3.54B
$1.91M 0.49%
36,426
+11,014
+43% +$594K
IWF icon
49
iShares Russell 1000 Growth ETF
IWF
$125B
$1.9M 0.49%
57,952
+3,224
+6% +$114K
FTC icon
50
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.37B
$1.85M 0.47%
32,266
+785
+2% +$48.8K
1
2
3 4 5

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Transamerica Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Transamerica Financial Advisors held 542 positions worth $390M, down 17% from $471M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors withdrew a net $39.7M in Q4 2018, closing 25 positions and reducing 214 holdings. Its most notable exit was First Trust Nasdaq-100 Select Equal Weight ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, down from 2.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Vanguard Utilities ETF worth $2.06M.

  • Transamerica Financial Advisors's largest Q4 2018 buy was Vanguard Utilities ETF: 17,459 shares worth $2.06M.
  • Transamerica Financial Advisors added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $34.3M increase.
  • Transamerica Financial Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $15.3M.
  • Transamerica Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2018, selling an estimated $17.2M.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $390M portfolio in Q4 2018.
  • Transamerica Financial Advisors opened 32 new positions and closed 25 in Q4 2018.
  • Transamerica Financial Advisors's portfolio value fell 17% quarter-over-quarter to $390M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.