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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CINF icon
26
Cincinnati Financial
CINF
$26.3B
$8.29M 0.9%
109,907
+9,891
+10% +$749K
CHRW icon
27
C.H. Robinson
CHRW
$16.8B
$8.28M 0.9%
117,435
+10,566
+10% +$741K
FXN icon
28
First Trust Energy AlphaDEX Fund
FXN
$391M
$7.95M 0.86%
515,300
+110,932
+27% +$1.64M
FXD icon
29
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$270M
$7.82M 0.85%
221,921
+60,104
+37% +$2.13M
VMBS icon
30
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$7.75M 0.84%
143,579
+20,775
+17% +$1.12M
FXG icon
31
First Trust Consumer Staples AlphaDEX Fund
FXG
$236M
$7.73M 0.84%
166,474
+46,427
+39% +$2.23M
FXU icon
32
First Trust Utilities AlphaDEX Fund
FXU
$806M
$7.71M 0.84%
297,486
+77,967
+36% +$2.08M
XOM icon
33
ExxonMobil
XOM
$661B
$7.64M 0.83%
87,549
+7,845
+10% +$696K
GIS icon
34
General Mills
GIS
$21.3B
$7.6M 0.82%
118,964
+10,853
+10% +$755K
SYY icon
35
Sysco
SYY
$40B
$7.46M 0.81%
152,311
+13,637
+10% +$700K
GWX icon
36
State Street SPDR S&P International Small Cap ETF
GWX
$943M
$7.36M 0.8%
234,738
-42,351
-15% -$1.29M
OMC icon
37
Omnicom Group
OMC
$24.2B
$6.77M 0.73%
79,678
+7,219
+10% +$605K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$139B
$6.6M 0.72%
58,725
-141,996
-71% -$16M
PG icon
39
Procter & Gamble
PG
$338B
$6.32M 0.69%
70,449
+6,428
+10% +$558K
TGT icon
40
Target
TGT
$74.2B
$6.09M 0.66%
88,745
+7,952
+10% +$570K
COST icon
41
Costco
COST
$426B
$5.94M 0.64%
38,962
+3,442
+10% +$556K
MSFT icon
42
Microsoft
MSFT
$3.65T
$5.93M 0.64%
102,882
+9,120
+10% +$515K
HRL icon
43
Hormel Foods
HRL
$13.1B
$5.91M 0.64%
155,886
+13,758
+10% +$511K
SHM icon
44
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$5.9M 0.64%
120,755
-2,023
-2% -$99.2K
PFE icon
45
Pfizer
PFE
$163B
$5.85M 0.63%
181,957
+16,290
+10% +$545K
VGSH icon
46
Vanguard Short-Term Treasury ETF
VGSH
$30.3B
$5.79M 0.63%
94,661
+13,263
+16% +$812K
EIX icon
47
Edison International
EIX
$28.8B
$5.67M 0.61%
78,448
+7,017
+10% +$526K
GPC icon
48
Genuine Parts
GPC
$19B
$5.62M 0.61%
55,934
+5,076
+10% +$515K
PDCO
49
DELISTED
Patterson Companies, Inc.
PDCO
$5.6M 0.61%
121,972
+10,991
+10% +$520K
EWX icon
50
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$692M
$5.47M 0.59%
126,804
-20,873
-14% -$875K
1
2
3 4 5

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Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.