We are live on ! Find out more
TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+6.13%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$920M
AUM Growth
+$150M
Cap. Flow
+$104M
Cap. Flow %
11.27%
Top 10 Hldgs %
44.14%
Holding
670
New
73
Increased
213
Reduced
194
Closed
60

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$33.7M
2
IYE icon
iShares US Energy ETF
IYE
+$7.64M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.5M
4
IYW icon
iShares US Technology ETF
IYW
+$7.26M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$7.09M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$26.3M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$2.76M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.06M
4
PRGO icon
Perrigo
PRGO
+$1.97M
5
KMB icon
Kimberly-Clark
KMB
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 2.36%
2 Healthcare 2.12%
3 Financials 1.9%
4 Consumer Staples 1.8%
5 Energy 1.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
26
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$6.58M 0.71%
140,692
+5,717
+4% +$264K
BIV icon
27
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$6.45M 0.7%
78,884
+23,804
+43% +$1.99M
SHM icon
28
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$6.19M 0.67%
127,396
-7,130
-5% -$346K
BSV icon
29
Vanguard Short-Term Bond ETF
BSV
$45.7B
$5.86M 0.64%
73,287
+10,733
+17% +$863K
VGK icon
30
Vanguard FTSE Europe ETF
VGK
$31.3B
$5.6M 0.61%
95,229
+11,833
+14% +$667K
AMLP icon
31
Alerian MLP ETF
AMLP
$13.2B
$5.08M 0.55%
57,092
+4,734
+9% +$415K
VOO icon
32
Vanguard S&P 500 ETF
VOO
$1.02T
$5.06M 0.55%
29,927
-17,035
-36% -$2.76M
EWX icon
33
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$692M
$5.02M 0.55%
108,171
+6,412
+6% +$300K
RJI
34
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$4.94M 0.54%
604,663
+27,143
+5% +$222K
SPY icon
35
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$4.49M 0.49%
24,318
+7,601
+45% +$1.35M
RWX icon
36
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$4.29M 0.47%
104,170
-2,601
-2% -$110K
VER
37
DELISTED
VEREIT, Inc.
VER
$4.17M 0.45%
64,864
+21,348
+49% +$1.38M
LQD icon
38
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
$4.04M 0.44%
35,415
+16,060
+83% +$1.83M
PZA icon
39
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$3.92M 0.43%
170,866
-139
-0.1% -$3.21K
AAPL icon
40
Apple
AAPL
$4.52T
$3.76M 0.41%
187,684
+50,400
+37% +$952K
IEF icon
41
iShares 7-10 Year Treasury Bond ETF
IEF
$43.2B
$3.7M 0.4%
37,321
-20,294
-35% -$2.06M
FLOT icon
42
iShares Floating Rate Bond ETF
FLOT
$10.6B
$3.62M 0.39%
71,408
+17,848
+33% +$904K
EEM icon
43
iShares MSCI Emerging Markets ETF
EEM
$31.3B
$3.48M 0.38%
83,246
+23,416
+39% +$981K
XOM icon
44
ExxonMobil
XOM
$661B
$2.89M 0.31%
28,554
+13,124
+85% +$1.21M
EMC
45
DELISTED
EMC CORPORATION
EMC
$2.79M 0.3%
110,995
+90,651
+446% +$2.2M
MRK icon
46
Merck
MRK
$386B
$2.76M 0.3%
57,805
+19,767
+52% +$904K
SE
47
DELISTED
Spectra Energy Corp Wi
SE
$2.75M 0.3%
77,148
+28,698
+59% +$988K
FMC icon
48
FMC
FMC
$1.4B
$2.69M 0.29%
41,144
+40,232
+4,411% +$2.55M
ACWV icon
49
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.41B
$2.68M 0.29%
42,030
-14,950
-26% -$949K
SIAL
50
DELISTED
SIGMA - ALDRICH CORP
SIAL
$2.65M 0.29%
28,233
+7,952
+39% +$691K
1
2
3 4 5

Similar funds

ZIG
Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return
FSWA
Financial Synergies Wealth Advisors Houston, Texas $1.18B AUM 31.41% 1-Year Est. Return
NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
MMCAP International Grand Cayman, Cayman Islands $1.18B AUM 50.44% 1-Year Est. Return
CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Transamerica Financial Advisors held 670 positions worth $920M, up 19% from $771M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Transamerica Financial Advisors deployed $104M of net new capital in Q4 2013, opening 73 new positions and adding to 213 existing holdings. Its largest new stake was Dentsply Sirona: 38,214 shares worth $1.85M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares US Utilities ETF, an estimated $26.3M trimmed.

  • Transamerica Financial Advisors's largest Q4 2013 buy was Dentsply Sirona: 38,214 shares worth $1.85M.
  • Transamerica Financial Advisors added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $33.7M increase.
  • Transamerica Financial Advisors's biggest Q4 2013 reduction was iShares US Utilities ETF, cutting an estimated $26.3M.
  • Transamerica Financial Advisors fully exited Perrigo in Q4 2013, selling an estimated $1.97M.
  • Transamerica Financial Advisors's ten largest holdings make up 44% of its $920M portfolio in Q4 2013.
  • Transamerica Financial Advisors opened 73 new positions and closed 60 in Q4 2013.
  • Transamerica Financial Advisors's portfolio value rose 19% quarter-over-quarter to $920M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.