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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
451
Sherwin-Williams
SHW
$85.1B
– –
-18
Closed -$3K
SHYG icon
452
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.7B
– –
-32,568
Closed -$1.52M
SJM icon
453
J.M. Smucker
SJM
$13.4B
– –
-59
Closed -$7K
SJNK icon
454
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
– –
-55,862
Closed -$1.52M
SKYW icon
455
Skywest
SKYW
$4.02B
– –
-234
Closed -$15K
SMB icon
456
VanEck Short Muni ETF
SMB
$318M
– –
-1
Closed -$1K
SNA icon
457
Snap-on
SNA
$20.4B
– –
-1,098
Closed -$182K
SNPS icon
458
Synopsys
SNPS
$75.5B
– –
-4,914
Closed -$633K
SO icon
459
Southern Company
SO
$103B
– –
-11
Closed -$1K
SOXX icon
460
iShares Semiconductor ETF
SOXX
$41.9B
– –
-57
Closed -$4K
SPG icon
461
Simon Property Group
SPG
$70.9B
– –
-2
Closed -$1K
SPGI icon
462
S&P Global
SPGI
$128B
– –
-2,353
Closed -$536K
SPLB icon
463
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.22B
– –
-9
Closed -$1K
SPSB icon
464
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
– –
-15
Closed -$1K
SPTI icon
465
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.8B
– –
-14
Closed -$1K
SPY icon
466
State Street SPDR S&P 500 ETF Trust
SPY
$822B
– –
-501
Closed -$147K
SPYG icon
467
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.1B
– –
-10
Closed -$1K
SRLN icon
468
State Street Blackstone Senior Loan ETF
SRLN
$5.47B
– –
-39,638
Closed -$1.83M
STEW
469
SRH Total Return Fund
STEW
$1.79B
– –
-1,289
Closed -$15K
SYY icon
470
Sysco
SYY
$40B
– –
-11,102
Closed -$786K
T icon
471
AT&T
T
$177B
– –
-326
Closed -$9K
TAK icon
472
Takeda Pharmaceutical
TAK
$58.6B
– –
-1
Closed -$1K
TAP icon
473
Molson Coors Class B
TAP
$7.83B
– –
-72
Closed -$5K
TECH icon
474
Bio-Techne
TECH
$11.3B
– –
-8
Closed -$1K
TFC icon
475
Truist Financial
TFC
$61.4B
– –
-2,537
Closed -$125K
17 18
19
20 21

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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.