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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
426
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.28B
– –
-19,122
Closed -$436K
RF icon
427
Regions Financial
RF
$26.1B
– –
-17
Closed -$1K
RGLD icon
428
Royal Gold
RGLD
$22.7B
– –
-13,930
Closed -$1.43M
RHI icon
429
Robert Half
RHI
$4.6B
– –
-326
Closed -$19K
ROK icon
430
Rockwell Automation
ROK
$47.7B
– –
-2
Closed -$1K
ROP icon
431
Roper Technologies
ROP
$40.9B
– –
-2,319
Closed -$850K
RSG icon
432
Republic Services
RSG
$67.7B
– –
-4,469
Closed -$388K
RSP icon
433
Invesco S&P 500 Equal Weight ETF
RSP
$100B
– –
-74,727
Closed -$8.06M
RSPS icon
434
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
– –
-240
Closed -$7K
RSPT icon
435
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.78B
– –
-10
Closed -$1K
RTX icon
436
RTX Corp
RTX
$283B
– –
-365
Closed -$30K
RWO icon
437
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
– –
-85
Closed -$5K
RWX icon
438
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
– –
-28
Closed -$2K
SBUX icon
439
Starbucks
SBUX
$121B
– –
-1,654
Closed -$139K
SCHA icon
440
Schwab U.S Small- Cap ETF
SCHA
$22.9B
– –
-232
Closed -$5K
SCHB icon
441
Schwab US Broad Market ETF
SCHB
$44.6B
– –
-1,602
Closed -$19K
SCHD icon
442
Schwab US Dividend Equity ETF
SCHD
$112B
– –
-555
Closed -$10K
SCHF icon
443
Schwab International Equity ETF
SCHF
$70B
– –
-324
Closed -$6K
SCHM icon
444
Schwab US Mid-Cap ETF
SCHM
$15B
– –
-315
Closed -$6K
SCHO icon
445
Schwab Short-Term US Treasury ETF
SCHO
$13.1B
– –
-23,238
Closed -$588K
SCHP icon
446
Schwab US TIPS ETF
SCHP
$16.6B
– –
-88,884
Closed -$2.5M
SCHR
447
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.5B
– –
-4
Closed -$1K
SCHZ icon
448
Schwab US Aggregate Bond ETF
SCHZ
$10.7B
– –
-546
Closed -$15K
SCZ icon
449
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
– –
-1
Closed -$1K
SHV icon
450
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-3
Closed -$1K
16 17
18
19 20

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.