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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$771M
AUM Growth
+$159M
Cap. Flow
+$135M
Cap. Flow %
17.51%
Top 10 Hldgs %
42.29%
Holding
652
New
87
Increased
239
Reduced
135
Closed
52

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$25.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.5M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$17.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$8.91M
5
IDU icon
iShares US Utilities ETF
IDU
+$8.51M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$18.7M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17.8M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.39M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.75M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.45%
2 Healthcare 2.21%
3 Technology 1.98%
4 Financials 1.72%
5 Industrials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVR
426
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$12K ﹤0.01%
490
– –
ROCM
427
DELISTED
ROCHESTER MEDICAL CORP
ROCM
$12K ﹤0.01%
600
– –
CMO
428
DELISTED
Capstead Mortgage Corp.
CMO
$12K ﹤0.01%
1,000
– –
CLNE icon
429
Clean Energy Fuels
CLNE
$353M
$11K ﹤0.01%
800
– –
EXC icon
430
Exelon
EXC
$45.6B
$11K ﹤0.01%
482
– –
PCG icon
431
PG&E
PCG
$40.2B
$11K ﹤0.01%
250
– –
RGLD icon
432
Royal Gold
RGLD
$22.4B
$11K ﹤0.01%
218
-53
-20% -$2.75K
VERU icon
433
Veru
VERU
$46.9M
$11K ﹤0.01%
110
– –
CFP
434
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$11K ﹤0.01%
515
+30
+6% +$632
EIX icon
435
Edison International
EIX
$28.7B
$10K ﹤0.01%
200
– –
ORCL icon
436
Oracle
ORCL
$428B
$10K ﹤0.01%
300
+200
+200% +$6.49K
BAF
437
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$10K ﹤0.01%
742
+9
+1% +$116
TAL
438
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$10K ﹤0.01%
+200
New +$8.63K
SWY
439
DELISTED
SAFEWAY INC
SWY
$10K ﹤0.01%
335
– –
JTA
440
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$10K ﹤0.01%
765
+15
+2% +$192
BGY icon
441
BlackRock Enhanced International Dividend Trust
BGY
$534M
$9K ﹤0.01%
1,140
+811
+247% +$6.2K
PCK
442
DELISTED
Pimco California Municipal Income Fund II
PCK
$9K ﹤0.01%
900
-7,400
-89% -$68.6K
PCN
443
PIMCO Corporate & Income Strategy Fund
PCN
$881M
$9K ﹤0.01%
525
-1,000
-66% -$16.4K
ROK icon
444
Rockwell Automation
ROK
$48.1B
$9K ﹤0.01%
75
– –
VMW
445
DELISTED
VMware, Inc
VMW
$9K ﹤0.01%
100
– –
RPAI
446
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$9K ﹤0.01%
639
+618
+2,943% +$8.77K
JDD
447
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$9K ﹤0.01%
800
– –
KMI.WS
448
DELISTED
Kinder Morgan Inc
KMI.WS
$9K ﹤0.01%
1,728
– –
AIA icon
449
iShares Asia 50 ETF
AIA
$5.17B
$8K ﹤0.01%
+159
New +$7.11K
CQP icon
450
Cheniere Energy
CQP
$33B
$8K ﹤0.01%
300
– –
16 17
18
19 20

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KBFS
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Transamerica Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Transamerica Financial Advisors held 652 positions worth $771M, up 26% from $612M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors deployed $135M of net new capital in Q3 2013, opening 87 new positions and adding to 239 existing holdings. Its largest new stake was iShares US Healthcare ETF: 1,213,490 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.4% of assets, up from 2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street Health Care Select Sector SPDR ETF, an estimated $18.7M trimmed.

  • Transamerica Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 1,213,490 shares worth $25.9M.
  • Transamerica Financial Advisors added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2013, an estimated $19.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $18.7M.
  • Transamerica Financial Advisors fully exited PRA Group in Q3 2013, selling an estimated $481K.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $771M portfolio in Q3 2013.
  • Transamerica Financial Advisors opened 87 new positions and closed 52 in Q3 2013.
  • Transamerica Financial Advisors's portfolio value rose 26% quarter-over-quarter to $771M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2013, filed 22 Oct 2013.