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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
401
PG&E
PCG
$40.4B
– –
-3
Closed -$1K
PEG icon
402
Public Service Enterprise Group
PEG
$36.5B
– –
-4,918
Closed -$290K
PEP icon
403
PepsiCo
PEP
$194B
– –
-7,902
Closed -$1.04M
PEZ icon
404
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.8M
– –
-69,186
Closed -$3.85M
PFE icon
405
Pfizer
PFE
$163B
– –
-4,652
Closed -$192K
PFF icon
406
iShares Preferred and Income Securities ETF
PFF
$13.1B
– –
-30
Closed -$2K
PFG icon
407
Principal Financial Group
PFG
$23.9B
– –
-2,456
Closed -$143K
PG icon
408
Procter & Gamble
PG
$338B
– –
-17,584
Closed -$1.93M
PGR icon
409
Progressive
PGR
$129B
– –
-2,387
Closed -$191K
PKG icon
410
Packaging Corp of America
PKG
$22B
– –
-1
Closed -$1K
PLD icon
411
Prologis
PLD
$136B
– –
-2
Closed -$1K
PM icon
412
Philip Morris
PM
$302B
– –
-1,489
Closed -$117K
PNC icon
413
PNC Financial Services
PNC
$97.4B
– –
-959
Closed -$132K
POWA icon
414
Invesco Bloomberg Pricing Power ETF
POWA
$178M
– –
-1,308
Closed -$70K
PPL
415
PPL Corp
PPL
$26.3B
– –
-33
Closed -$2K
PSA icon
416
Public Storage
PSA
$60.3B
– –
-374
Closed -$89K
PSL icon
417
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85.4M
– –
-86
Closed -$7K
PSX icon
418
Phillips 66
PSX
$94.5B
– –
-1,935
Closed -$181K
PTH icon
419
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$276M
– –
-225
Closed -$7K
PWR icon
420
Quanta Services
PWR
$90.8B
– –
-956
Closed -$37K
PYZ icon
421
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$74.9M
– –
-22
Closed -$2K
QAI icon
422
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
– –
-2
Closed -$1K
QCOM icon
423
Qualcomm
QCOM
$171B
– –
-1,926
Closed -$147K
QQQ icon
424
Invesco QQQ Trust
QQQ
$486B
– –
-310,342
Closed -$58M
QQQE icon
425
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.44B
– –
-125
Closed -$7K
15 16
17
18 19

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ZIG
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FSWA
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NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
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CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.