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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
401
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$1K ﹤0.01%
1
– –
SJB icon
402
ProShares Short High Yield
SJB
$45.3M
$1K ﹤0.01%
12
– –
SMB icon
403
VanEck Short Muni ETF
SMB
$318M
$1K ﹤0.01%
+1
New +$18
SPLB icon
404
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.22B
$1K ﹤0.01%
2
-1
-33% -$29
TBT icon
405
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$294M
$1K ﹤0.01%
+1
New +$31
TUR icon
406
iShares MSCI Turkey ETF
TUR
$222M
$1K ﹤0.01%
20
-19,654
-100% -$760K
VGK icon
407
Vanguard FTSE Europe ETF
VGK
$31.3B
$1K ﹤0.01%
1
-2
-67% -$96
VOX icon
408
Vanguard Communication Services ETF
VOX
$5.9B
$1K ﹤0.01%
+1
New +$97
XTN icon
409
State Street SPDR S&P Transportation ETF
XTN
$373M
$1K ﹤0.01%
9
– –
ZROZ icon
410
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.53B
$1K ﹤0.01%
1
– –
CHS
411
DELISTED
Chicos FAS, Inc.
CHS
$1K ﹤0.01%
+32
New +$378
UCI
412
DELISTED
E-TRACS UBS Bloomberg CMCI ETN
UCI
$1K ﹤0.01%
20
– –
LM
413
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
23
– –
SCG
414
DELISTED
Scana
SCG
$1K ﹤0.01%
12
– –
BSJH
415
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$1K ﹤0.01%
33
-27,814
-100% -$720K
ATW
416
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
+83
New +$787
CCP
417
DELISTED
Care Capital Properties, Inc.
CCP
$1K ﹤0.01%
5
-1
-17% -$29
CRC
418
DELISTED
California Resources Corporation
CRC
$1K ﹤0.01%
2
– –
JJA
419
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$1K ﹤0.01%
+1
New +$36
AMAT icon
420
Applied Materials
AMAT
$381B
– –
-1
Closed -$1K
BMY icon
421
Bristol-Myers Squibb
BMY
$139B
– –
-1
Closed -$1K
CFG icon
422
Citizens Financial Group
CFG
$29.4B
– –
-1
Closed -$1K
DBA icon
423
Invesco DB Agriculture Fund
DBA
$1.22B
– –
-2,413
Closed -$54K
DWM icon
424
WisdomTree International Equity Fund
DWM
$698M
– –
-1,634
Closed -$74K
EMLC icon
425
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.85B
– –
-1
Closed -$1K
14 15 16
17
18

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.