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TFA

Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$771M
AUM Growth
+$159M
Cap. Flow
+$135M
Cap. Flow %
17.51%
Top 10 Hldgs %
42.29%
Holding
652
New
87
Increased
239
Reduced
135
Closed
52

Top Buys

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$25.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.5M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$17.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$8.91M
5
IDU icon
iShares US Utilities ETF
IDU
+$8.51M

Top Sells

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$18.7M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17.8M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.39M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.75M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.45%
2 Healthcare 2.21%
3 Technology 1.98%
4 Financials 1.72%
5 Industrials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
401
Archer Daniels Midland
ADM
$38.5B
$16K ﹤0.01%
428
– –
GEL icon
402
Genesis Energy
GEL
$2B
$16K ﹤0.01%
313
– –
SABA
403
Saba Capital Income & Opportunities Fund II
SABA
$220M
$16K ﹤0.01%
898
+120
+15% +$1.98K
FU
404
DELISTED
FAB UNIVERSAL CORP COM
FU
$16K ﹤0.01%
2,125
– –
CEF icon
405
Sprott Physical Gold and Silver Trust
CEF
$8.27B
$15K ﹤0.01%
1,000
– –
PTY icon
406
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$15K ﹤0.01%
800
– –
TWO
407
Two Harbors Investment
TWO
$15K ﹤0.01%
188
– –
DHC
408
Diversified Healthcare Trust
DHC
$1.94B
$14K ﹤0.01%
595
+90
+18% +$2.18K
EL icon
409
Estee Lauder
EL
$38B
$14K ﹤0.01%
200
– –
IVZ icon
410
Invesco
IVZ
$14.6B
$14K ﹤0.01%
420
– –
PHT
411
DELISTED
Pioneer High Income Fund
PHT
$14K ﹤0.01%
800
– –
LUX
412
DELISTED
Luxottica Group
LUX
$14K ﹤0.01%
265
– –
NPP
413
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$14K ﹤0.01%
1,012
+12
+1% +$161
CSG
414
DELISTED
CHAMBERS STR PPTYS COM
CSG
$14K ﹤0.01%
+1,500
New +$12.6K
AWF
415
AllianceBernstein Global High Income Fund
AWF
$876M
$13K ﹤0.01%
800
– –
HRI icon
416
Herc Holdings
HRI
$5.32B
$13K ﹤0.01%
+186
New +$14.3K
PHM icon
417
Pultegroup
PHM
$24.9B
$13K ﹤0.01%
750
– –
SCHC icon
418
Schwab International Small-Cap Equity ETF
SCHC
$5.78B
$13K ﹤0.01%
+402
New +$11.8K
UNM icon
419
Unum
UNM
$14.3B
$13K ﹤0.01%
400
– –
GPOR
420
DELISTED
Gulfport Energy Corp.
GPOR
$13K ﹤0.01%
200
– –
AMX icon
421
America Movil
AMX
$71.5B
$12K ﹤0.01%
600
– –
DGX icon
422
Quest Diagnostics
DGX
$27.1B
$12K ﹤0.01%
+194
New +$11.6K
VIV icon
423
Telefônica Brasil
VIV
$18.6B
$12K ﹤0.01%
500
– –
VVR icon
424
Invesco Senior Income Trust
VVR
$451M
$12K ﹤0.01%
2,167
– –
PCL
425
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$12K ﹤0.01%
249
-1
-0.4% -$47
15 16
17
18 19

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NFG
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Transamerica Financial Advisors held 652 positions worth $771M, up 26% from $612M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors deployed $135M of net new capital in Q3 2013, opening 87 new positions and adding to 239 existing holdings. Its largest new stake was iShares US Healthcare ETF: 1,213,490 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.4% of assets, up from 2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street Health Care Select Sector SPDR ETF, an estimated $18.7M trimmed.

  • Transamerica Financial Advisors's largest Q3 2013 buy was iShares US Healthcare ETF: 1,213,490 shares worth $25.9M.
  • Transamerica Financial Advisors added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2013, an estimated $19.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2013 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $18.7M.
  • Transamerica Financial Advisors fully exited PRA Group in Q3 2013, selling an estimated $481K.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $771M portfolio in Q3 2013.
  • Transamerica Financial Advisors opened 87 new positions and closed 52 in Q3 2013.
  • Transamerica Financial Advisors's portfolio value rose 26% quarter-over-quarter to $771M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2013, filed 22 Oct 2013.