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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKQ icon
351
LKQ Corp
LKQ
$6.42B
– –
-12
Closed -$1K
LMBS icon
352
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.43B
– –
-350
Closed -$19K
LMT icon
353
Lockheed Martin
LMT
$128B
– –
-896
Closed -$326K
LOW icon
354
Lowe's Companies
LOW
$120B
– –
-151
Closed -$16K
LQD icon
355
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
– –
-1
Closed -$1K
LRCX icon
356
Lam Research
LRCX
$394B
– –
-20
Closed -$1K
LTPZ icon
357
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$816M
– –
-2
Closed -$1K
LULU icon
358
lululemon athletica
LULU
$13.4B
– –
-2,844
Closed -$513K
LUV icon
359
Southwest Airlines
LUV
$20B
– –
-46
Closed -$3K
LW icon
360
Lamb Weston
LW
$7.61B
– –
-1
Closed -$1K
LYB icon
361
LyondellBasell Industries
LYB
$20.2B
– –
-122
Closed -$11K
M icon
362
Macy's
M
$5.94B
– –
-4
Closed -$1K
MA icon
363
Mastercard
MA
$525B
– –
-2,057
Closed -$545K
MANH icon
364
Manhattan Associates
MANH
$12.4B
– –
-1,593
Closed -$111K
MAS icon
365
Masco
MAS
$14.4B
– –
-1
Closed -$1K
MBB icon
366
iShares MBS ETF
MBB
$39.3B
– –
-2
Closed -$1K
MCD icon
367
McDonald's
MCD
$190B
– –
-3,592
Closed -$746K
MCK icon
368
McKesson
MCK
$106B
– –
-1
Closed -$1K
MCO icon
369
Moody's
MCO
$88.9B
– –
-2
Closed -$1K
MDLZ icon
370
Mondelez International
MDLZ
$80.4B
– –
-1,159
Closed -$63K
MDT icon
371
Medtronic
MDT
$117B
– –
-485
Closed -$48K
MDY icon
372
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
– –
-3,242
Closed -$1.15M
MINT icon
373
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.4B
– –
-3,545
Closed -$361K
MKC icon
374
McCormick & Company Non-Voting
MKC
$14.6B
– –
-10
Closed -$1K
MLPX icon
375
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
– –
-10,087
Closed -$392K
13 14
15
16 17

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ZIG
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FSWA
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NFG
Nadler Financial Group Deerfield, Illinois $1.18B AUM 22.34% 1-Year Est. Return
MI
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CA
Cache Advisors San Francisco, California $1.18B AUM 44.04% 1-Year Est. Return
AT
Arlington Trust Birmingham, Alabama $1.18B AUM 11.55% 1-Year Est. Return
KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.