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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXN icon
326
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$6K ﹤0.01%
187
-448
-71% -$12.9K
FXN icon
327
First Trust Energy AlphaDEX Fund
FXN
$391M
$6K ﹤0.01%
304
-711
-70% -$12.1K
FXZ icon
328
First Trust Materials AlphaDEX Fund
FXZ
$407M
$6K ﹤0.01%
85
-213
-71% -$13.5K
CI icon
329
Cigna
CI
$73.8B
$5K ﹤0.01%
14
– –
VTIP icon
330
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.9B
$5K ﹤0.01%
99
-1
-1% -$47
FTXO icon
331
First Trust Nasdaq Bank ETF
FTXO
$304M
$4K ﹤0.01%
152
– –
FTXR icon
332
First Trust Nasdaq Transportation ETF
FTXR
$1.04B
$4K ﹤0.01%
129
– –
FYT icon
333
First Trust Small Cap Value AlphaDEX Fund
FYT
$198M
$4K ﹤0.01%
71
-159
-69% -$7.69K
TT icon
334
Trane Technologies
TT
$100B
$4K ﹤0.01%
17
+1
+6% +$219
BBCA icon
335
JPMorgan BetaBuilders Canada ETF
BBCA
$11.5B
$3K ﹤0.01%
42
-30
-42% -$1.78K
CDNS icon
336
Cadence Design Systems
CDNS
$91.4B
$3K ﹤0.01%
10
+3
+43% +$773
FNY icon
337
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$3K ﹤0.01%
35
-1
-3% -$61
FXU icon
338
First Trust Utilities AlphaDEX Fund
FXU
$806M
$3K ﹤0.01%
71
– –
FYX icon
339
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$3K ﹤0.01%
25
– –
ISTB icon
340
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.09B
$3K ﹤0.01%
54
– –
LULU icon
341
lululemon athletica
LULU
$13.4B
$3K ﹤0.01%
6
– –
MANH icon
342
Manhattan Associates
MANH
$12.4B
$3K ﹤0.01%
+13
New +$2.75K
MAR icon
343
Marriott International
MAR
$93.3B
$3K ﹤0.01%
+13
New +$2.64K
MDB icon
344
MongoDB
MDB
$32.6B
$3K ﹤0.01%
8
+7
+700% +$2.66K
MSA icon
345
Mine Safety
MSA
$7.24B
$3K ﹤0.01%
+16
New +$2.6K
NFLX icon
346
Netflix
NFLX
$342B
$3K ﹤0.01%
70
+40
+133% +$1.75K
PSK icon
347
State Street SPDR ICE Preferred Securities ETF
PSK
$681M
$3K ﹤0.01%
80
– –
ROST icon
348
Ross Stores
ROST
$77.4B
$3K ﹤0.01%
16
-8
-33% -$996
SPYM
349
State Street SPDR Portfolio S&P 500 ETF
SPYM
$170B
$3K ﹤0.01%
38
-56
-60% -$2.93K
WST icon
350
West Pharmaceutical
WST
$24.5B
$3K ﹤0.01%
7
+5
+250% +$1.77K
12 13
14
15 16

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NFG
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KBFS
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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.