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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYH icon
326
iShares US Healthcare ETF
IYH
$3.84B
– –
-20
Closed -$1K
IYJ icon
327
iShares US Industrials ETF
IYJ
$1.91B
– –
-6
Closed -$1K
IYR icon
328
iShares US Real Estate ETF
IYR
$4.67B
– –
-17,259
Closed -$1.51M
IYW icon
329
iShares US Technology ETF
IYW
$24.8B
– –
-61,032
Closed -$3.02M
JBGS
330
JBG SMITH
JBGS
$741M
– –
-1
Closed -$1K
JCI icon
331
Johnson Controls International
JCI
$85.9B
– –
-242
Closed -$10K
JNJ icon
332
Johnson & Johnson
JNJ
$658B
– –
-1,516
Closed -$212K
JPIN icon
333
JPMorgan Diversified Return International Equity ETF
JPIN
$381M
– –
-45
Closed -$3K
JPM icon
334
JPMorgan Chase
JPM
$948B
– –
-1,986
Closed -$222K
JPUS
335
JPMorgan Diversified Return US Equity ETF
JPUS
$468M
– –
-60
Closed -$5K
JWN
336
DELISTED
Nordstrom
JWN
– –
-1
Closed -$1K
JXI icon
337
iShares Global Utilities ETF
JXI
$305M
– –
-262
Closed -$15K
K
338
DELISTED
Kellanova
K
– –
-148
Closed -$8K
KBE icon
339
State Street SPDR S&P Bank ETF
KBE
$1.69B
– –
-1
Closed -$1K
KEY icon
340
KeyCorp
KEY
$23.4B
– –
-304
Closed -$6K
KHC icon
341
Kraft Heinz
KHC
$30B
– –
-6
Closed -$1K
KIE icon
342
State Street SPDR S&P Insurance ETF
KIE
$709M
– –
-1
Closed -$1K
KMB icon
343
Kimberly-Clark
KMB
$36.9B
– –
-1,164
Closed -$156K
KO icon
344
Coca-Cola
KO
$394B
– –
-2,655
Closed -$136K
KR icon
345
Kroger
KR
$35.8B
– –
-360
Closed -$8K
KRE icon
346
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
– –
-38
Closed -$3K
KSS icon
347
Kohl's
KSS
$2B
– –
-3,098
Closed -$148K
KTB icon
348
Kontoor Brands
KTB
$4.37B
– –
-22
Closed -$1K
KXI icon
349
iShares Global Consumer Staples ETF
KXI
$1.09B
– –
-34
Closed -$2K
LH icon
350
Labcorp
LH
$27.4B
– –
-10
Closed -$2K
12 13
14
15 16

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ZIG
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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.