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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
326
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$2K ﹤0.01%
59
-1,593
-96% -$49K
USCI icon
327
US Commodity Index
USCI
$384M
$2K ﹤0.01%
+28
New +$1.18K
ZTS icon
328
Zoetis
ZTS
$31.9B
$2K ﹤0.01%
20
-5
-20% -$253
SRCL
329
DELISTED
Stericycle Inc
SRCL
$2K ﹤0.01%
18
-1
-5% -$90
MON
330
DELISTED
Monsanto Co
MON
$2K ﹤0.01%
14
-3
-18% -$315
STJ
331
DELISTED
St Jude Medical
STJ
$2K ﹤0.01%
25
-4
-14% -$323
WLL
332
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
AAXJ icon
333
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.87B
$1K ﹤0.01%
9
– –
ADP icon
334
Automatic Data Processing
ADP
$112B
$1K ﹤0.01%
2
– –
AIVI icon
335
WisdomTree International AI Enhanced Value Fund
AIVI
$63.7M
$1K ﹤0.01%
+1
New +$39
BAB icon
336
Invesco Taxable Municipal Bond ETF
BAB
$950M
$1K ﹤0.01%
2
-937
-100% -$29.5K
BIIB icon
337
Biogen
BIIB
$32.6B
$1K ﹤0.01%
3
– –
BIV icon
338
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$1K ﹤0.01%
+1
New +$88
BLV icon
339
Vanguard Long-Term Bond ETF
BLV
$5.78B
$1K ﹤0.01%
1
– –
BMVP icon
340
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$1K ﹤0.01%
3
– –
BSV icon
341
Vanguard Short-Term Bond ETF
BSV
$45.7B
$1K ﹤0.01%
3
– –
CSM icon
342
ProShares Large Cap Core Plus
CSM
$527M
$1K ﹤0.01%
2
– –
DELL icon
343
Dell
DELL
$292B
$1K ﹤0.01%
+25
New +$340
DIM icon
344
WisdomTree International MidCap Dividend Fund
DIM
$171M
$1K ﹤0.01%
2
– –
DVY icon
345
iShares Select Dividend ETF
DVY
$23.9B
$1K ﹤0.01%
2
-267
-99% -$23K
DWX icon
346
State Street SPDR S&P International Dividend ETF
DWX
$535M
$1K ﹤0.01%
+1
New +$36
DXJ icon
347
WisdomTree Japan Hedged Equity Fund
DXJ
$7.27B
$1K ﹤0.01%
10
– –
EFG icon
348
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$1K ﹤0.01%
1
– –
EFX icon
349
Equifax
EFX
$22.5B
$1K ﹤0.01%
7
– –
ELD icon
350
WisdomTree Emerging Markets Local Debt Fund
ELD
$145M
$1K ﹤0.01%
1
– –
12 13
14
15 16

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
Kohmann Bosshard Financial Services Fairlawn, Ohio $1.18B AUM 16.34% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.