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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$724M
AUM Growth
-$14.6M
Cap. Flow
-$77.5M
Cap. Flow %
-10.7%
Top 10 Hldgs %
47.57%
Holding
667
New
16
Increased
89
Reduced
306
Closed
41

Top Buys

Rank Stock Value
1
PEZ icon
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
+$10.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.1M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.82M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$1.66M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.4M

Top Sells

Rank Stock Value
1
DYTA icon
SGI Dynamic Tactical ETF
DYTA
+$12.5M
2
PYZ icon
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
+$11.7M
3
SGLC icon
SGI US Large Cap Core ETF
SGLC
+$9.48M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$6.09M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$5.32M

Sector Composition

Rank Sector Weight
1 Technology 3.3%
2 Healthcare 2.89%
3 Financials 2.17%
4 Consumer Staples 1.9%
5 Industrials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
301
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$43K 0.01%
89
+12
+16% +$5.34K
FMC icon
302
FMC
FMC
$1.4B
$41K 0.01%
646
-112
-15% -$6.49K
PARA
303
DELISTED
Paramount Global Class B
PARA
$39K 0.01%
2,576
-384
-13% -$5.14K
FNCL icon
304
Fidelity MSCI Financials Index ETF
FNCL
$2.43B
$36K 0.01%
663
+37
+6% +$1.8K
KLG
305
DELISTED
WK Kellogg Co
KLG
$32K ﹤0.01%
+2,382
New +$26.8K
FTXG icon
306
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.7M
$31K ﹤0.01%
1,239
-1,563
-56% -$36.3K
RWL icon
307
Invesco S&P 500 Revenue ETF
RWL
$10B
$30K ﹤0.01%
343
– –
FNK icon
308
First Trust Mid Cap Value AlphaDEX Fund
FNK
$232M
$24K ﹤0.01%
453
-30,189
-99% -$1.38M
IHI icon
309
iShares US Medical Devices ETF
IHI
$3.44B
$21K ﹤0.01%
378
-2
-0.5% -$98
TLH icon
310
iShares 10-20 Year Treasury Bond ETF
TLH
$11.1B
$21K ﹤0.01%
192
-13,436
-99% -$1.34M
LECO icon
311
Lincoln Electric
LECO
$15.3B
$19K ﹤0.01%
87
– –
SYK icon
312
Stryker
SYK
$127B
$18K ﹤0.01%
61
– –
RWK icon
313
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$17K ﹤0.01%
157
– –
WIP icon
314
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$481M
$17K ﹤0.01%
401
-1,134
-74% -$44.8K
ECL icon
315
Ecolab
ECL
$81.2B
$15K ﹤0.01%
74
+9
+14% +$1.62K
IBND icon
316
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$465M
$13K ﹤0.01%
412
-37,201
-99% -$1.05M
EBND icon
317
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.31B
$12K ﹤0.01%
546
-670
-55% -$13.6K
FXL icon
318
First Trust Technology AlphaDEX Fund
FXL
$2.73B
$12K ﹤0.01%
90
– –
PUI icon
319
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$53.1M
$11K ﹤0.01%
326
– –
USMV icon
320
iShares MSCI USA Min Vol Factor ETF
USMV
$24.3B
$11K ﹤0.01%
141
-32,058
-100% -$2.39M
INTC icon
321
Intel
INTC
$462B
$8K ﹤0.01%
157
-221
-58% -$8.98K
SMMV icon
322
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$8K ﹤0.01%
224
-49,924
-100% -$1.69M
FYC icon
323
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$7K ﹤0.01%
96
-2
-2% -$114
LUV icon
324
Southwest Airlines
LUV
$20B
$7K ﹤0.01%
238
-71
-23% -$1.85K
VGIT icon
325
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.6B
$7K ﹤0.01%
107
-13
-11% -$749
11 12
13
14 15

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Transamerica Financial Advisors held 667 positions worth $724M, down 2% from $739M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Transamerica Financial Advisors withdrew a net $77.5M in Q4 2023, closing 41 positions and reducing 306 holdings. Its most notable exit was Brown-Forman Class A, an estimated $42K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Morningstar Small-Cap Growth ETF worth $555K.

  • Transamerica Financial Advisors's largest Q4 2023 buy was iShares Morningstar Small-Cap Growth ETF: 12,611 shares worth $555K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Consumer Cyclicals Momentum ETF in Q4 2023, an estimated $10.1M increase.
  • Transamerica Financial Advisors's biggest Q4 2023 reduction was SGI Dynamic Tactical ETF, cutting an estimated $12.5M.
  • Transamerica Financial Advisors fully exited Brown-Forman Class A in Q4 2023, selling an estimated $42K.
  • Transamerica Financial Advisors's ten largest holdings make up 48% of its $724M portfolio in Q4 2023.
  • Transamerica Financial Advisors opened 16 new positions and closed 41 in Q4 2023.
  • Transamerica Financial Advisors's portfolio value fell 2% quarter-over-quarter to $724M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2023, filed 12 Feb 2024.