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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
301
iShares Core S&P Mid-Cap ETF
IJH
$125B
– –
-1,070
Closed -$42K
ILCG icon
302
iShares Morningstar Growth ETF
ILCG
$3.17B
– –
-1,445
Closed -$56K
INDY icon
303
iShares S&P India Nifty 50 Index Fund
INDY
$558M
– –
-5
Closed -$1K
INTC icon
304
Intel
INTC
$462B
– –
-3,707
Closed -$178K
INTU icon
305
Intuit
INTU
$97.8B
– –
-4,452
Closed -$1.16M
IOO icon
306
iShares Global 100 ETF
IOO
$9.29B
– –
-1,131
Closed -$56K
IP icon
307
International Paper
IP
$21.7B
– –
-2,902
Closed -$120K
IRM icon
308
Iron Mountain
IRM
$36B
– –
-3
Closed -$1K
ISRG icon
309
Intuitive Surgical
ISRG
$131B
– –
-3,714
Closed -$650K
ITB icon
310
iShares US Home Construction ETF
ITB
$2.29B
– –
-12
Closed -$1K
ITM icon
311
VanEck Intermediate Muni ETF
ITM
$2.12B
– –
-10
Closed -$1K
ITOT icon
312
iShares Core S&P Total US Stock Market ETF
ITOT
$97B
– –
-1,935
Closed -$129K
ITW icon
313
Illinois Tool Works
ITW
$80.2B
– –
-965
Closed -$146K
IVE icon
314
iShares S&P 500 Value ETF
IVE
$50.3B
– –
-139
Closed -$17K
IVV icon
315
iShares Core S&P 500 ETF
IVV
$894B
– –
-85
Closed -$25K
IVW icon
316
iShares S&P 500 Growth ETF
IVW
$76.1B
– –
-400
Closed -$18K
IWD icon
317
iShares Russell 1000 Value ETF
IWD
$84.2B
– –
-2
Closed -$1K
IWM icon
318
iShares Russell 2000 ETF
IWM
$81.7B
– –
-1
Closed -$1K
IWN icon
319
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-2
Closed -$1K
IWP icon
320
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
– –
-23,560
Closed -$1.68M
IWS icon
321
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-16
Closed -$2K
IXUS icon
322
iShares Core MSCI Total International Stock ETF
IXUS
$61.2B
– –
-1,325
Closed -$78K
IYE icon
323
iShares US Energy ETF
IYE
$1.81B
– –
-5
Closed -$1K
IYF icon
324
iShares US Financials ETF
IYF
$4.32B
– –
-24,478
Closed -$1.54M
IYG icon
325
iShares US Financial Services ETF
IYG
$2.24B
– –
-3
Closed -$1K
11 12
13
14 15

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NFG
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MI
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.