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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
301
Transocean
RIG
$6.42B
$3K ﹤0.01%
+200
New +$2.11K
UPS icon
302
United Parcel Service
UPS
$89.5B
$3K ﹤0.01%
22
-5
-19% -$546
USMV icon
303
iShares MSCI USA Min Vol Factor ETF
USMV
$24.3B
$3K ﹤0.01%
53
– –
VBK icon
304
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.3B
$3K ﹤0.01%
+18
New +$2.34K
VO icon
305
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3K ﹤0.01%
+72
New +$2.31K
XLV icon
306
State Street Health Care Select Sector SPDR ETF
XLV
$45.5B
$3K ﹤0.01%
33
-22,376
-100% -$1.65M
GGP
307
DELISTED
GGP Inc.
GGP
$3K ﹤0.01%
106
-11
-9% -$328
BOND icon
308
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.61B
$2K ﹤0.01%
11
– –
CCI icon
309
Crown Castle
CCI
$32.5B
$2K ﹤0.01%
12
-3
-20% -$289
DBJP icon
310
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$2K ﹤0.01%
45
-11
-20% -$354
DLTR icon
311
Dollar Tree
DLTR
$26.3B
$2K ﹤0.01%
20
– –
EBAY icon
312
eBay
EBAY
$47.2B
$2K ﹤0.01%
35
– –
EWN icon
313
iShares MSCI Netherlands ETF
EWN
$732M
$2K ﹤0.01%
61
-36,858
-100% -$893K
HBAN icon
314
Huntington Bancshares
HBAN
$34.2B
$2K ﹤0.01%
121
+46
+61% +$438
HYMB icon
315
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.42B
$2K ﹤0.01%
54
-6
-10% -$178
IEFA icon
316
iShares Core MSCI EAFE ETF
IEFA
$196B
$2K ﹤0.01%
33
– –
IWC icon
317
iShares Micro-Cap ETF
IWC
$1.53B
$2K ﹤0.01%
23
– –
IWD icon
318
iShares Russell 1000 Value ETF
IWD
$84.2B
$2K ﹤0.01%
16
-8,841
-100% -$932K
JXI icon
319
iShares Global Utilities ETF
JXI
$305M
$2K ﹤0.01%
+42
New +$2.03K
KEY icon
320
KeyCorp
KEY
$23.4B
$2K ﹤0.01%
+100
New +$1.2K
LQD icon
321
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
$2K ﹤0.01%
14
-1
-7% -$123
MNA icon
322
IQ ARB Merger Arbitrage ETF
MNA
$254M
$2K ﹤0.01%
63
– –
NVDA icon
323
NVIDIA
NVDA
$5.16T
$2K ﹤0.01%
680
– –
IFLN
324
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$2K ﹤0.01%
63
– –
RSPT icon
325
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.78B
$2K ﹤0.01%
110
– –
11 12
13
14 15

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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.