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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
276
Hershey
HSY
$37.6B
– –
-6,535
Closed -$876K
HYD icon
277
VanEck High Yield Muni ETF
HYD
$4.36B
– –
-33,808
Closed -$2.16M
HYEM icon
278
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
– –
-2,316
Closed -$56K
HYG icon
279
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
– –
-30,096
Closed -$2.62M
HYS icon
280
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
– –
-31
Closed -$4K
IAU icon
281
iShares Gold Trust
IAU
$69.2B
– –
-32,484
Closed -$878K
IBM icon
282
IBM
IBM
$221B
– –
-1,222
Closed -$162K
IBND icon
283
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$465M
– –
-131
Closed -$5K
ICVT icon
284
iShares Convertible Bond ETF
ICVT
$7.75B
– –
-908
Closed -$55K
IDGT icon
285
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$522M
– –
-1
Closed -$1K
IDU icon
286
iShares US Utilities ETF
IDU
$1.33B
– –
-33,108
Closed -$2.5M
IDXX icon
287
Idexx Laboratories
IDXX
$43.3B
– –
-1,317
Closed -$363K
IEFA icon
288
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-400
Closed -$25K
IEI icon
289
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
– –
-46
Closed -$6K
IEMG icon
290
iShares Core MSCI Emerging Markets ETF
IEMG
$161B
– –
-10,856
Closed -$559K
IEV icon
291
iShares Europe ETF
IEV
$1.71B
– –
-18,398
Closed -$811K
IFGL icon
292
iShares International Developed Real Estate ETF
IFGL
$82.3M
– –
-1
Closed -$1K
IGF icon
293
iShares Global Infrastructure ETF
IGF
$10.6B
– –
-62,958
Closed -$2.91M
IGIB icon
294
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.8B
– –
-16,849
Closed -$960K
IGM icon
295
iShares Expanded Tech Sector ETF
IGM
$10.5B
– –
-6
Closed -$1K
IGSB icon
296
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-1
Closed -$1K
IGV icon
297
iShares Expanded Tech-Software Sector ETF
IGV
$14B
– –
-5
Closed -$1K
IHE icon
298
iShares US Pharmaceuticals ETF
IHE
$1.75B
– –
-12
Closed -$1K
IHF icon
299
iShares US Healthcare Providers ETF
IHF
$1.23B
– –
-5
Closed -$1K
IHI icon
300
iShares US Medical Devices ETF
IHI
$3.44B
– –
-6
Closed -$1K
10 11
12
13 14

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.