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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
-7.88%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$390M
AUM Growth
-$81.3M
Cap. Flow
-$39.7M
Cap. Flow %
-10.19%
Top 10 Hldgs %
41.71%
Holding
542
New
32
Increased
176
Reduced
214
Closed
25

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$34.3M
2
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$3.55M
3
VPU
Vanguard Utilities ETF
VPU
+$2.11M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.97M
5
BND icon
Vanguard Total Bond Market
BND
+$1.89M

Top Sells

Rank Stock Value
1
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$17.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$15.3M
3
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.97M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.84M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 2.44%
2 Consumer Staples 1.39%
3 Healthcare 1.37%
4 Consumer Discretionary 0.78%
5 Financials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
251
iShares Core S&P Mid-Cap ETF
IJH
$125B
$30K 0.01%
885
– –
XRAY icon
252
Dentsply Sirona
XRAY
$2.19B
$30K 0.01%
787
-239
-23% -$8.7K
RTX icon
253
RTX Corp
RTX
$283B
$29K 0.01%
426
+32
+8% +$2.51K
GILD icon
254
Gilead Sciences
GILD
$184B
$28K 0.01%
448
+41
+10% +$2.87K
CVS icon
255
CVS Health
CVS
$119B
$27K 0.01%
400
+37
+10% +$2.76K
DVN icon
256
Devon Energy
DVN
$51.6B
$26K 0.01%
1,116
-328
-23% -$10.1K
BMY icon
257
Bristol-Myers Squibb
BMY
$139B
$23K 0.01%
440
+36
+9% +$1.93K
EMHY icon
258
iShares JPMorgan EM High Yield Bond ETF
EMHY
$645M
$22K 0.01%
+486
New +$21.9K
MPC icon
259
Marathon Petroleum
MPC
$99.7B
$22K 0.01%
364
+183
+101% +$12.5K
WBA
260
DELISTED
Walgreens Boots Alliance
WBA
$22K 0.01%
309
+22
+8% +$1.71K
LMBS icon
261
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.43B
$21K 0.01%
408
-192
-32% -$9.78K
NFX
262
DELISTED
Newfield Exploration
NFX
$21K 0.01%
1,400
-484
-26% -$9.74K
CAT icon
263
Caterpillar
CAT
$373B
$20K 0.01%
152
+11
+8% +$1.43K
CWB icon
264
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
$17K ﹤0.01%
346
-27,229
-99% -$1.37M
KHC icon
265
Kraft Heinz
KHC
$30B
$16K ﹤0.01%
362
+33
+10% +$1.71K
ETN icon
266
Eaton
ETN
$159B
$15K ﹤0.01%
208
+17
+9% +$1.27K
LYB icon
267
LyondellBasell Industries
LYB
$20.2B
$15K ﹤0.01%
171
+12
+8% +$1.1K
NSC icon
268
Norfolk Southern
NSC
$78.9B
$15K ﹤0.01%
95
+9
+10% +$1.48K
FNX icon
269
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$14K ﹤0.01%
226
-92
-29% -$5.88K
FXR icon
270
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$743M
$14K ﹤0.01%
401
-93,634
-100% -$3.52M
GLW icon
271
Corning
GLW
$127B
$14K ﹤0.01%
456
+37
+9% +$1.18K
STEW
272
SRH Total Return Fund
STEW
$1.79B
$14K ﹤0.01%
+1,289
New +$13.7K
HYG icon
273
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$13K ﹤0.01%
149
-29,053
-99% -$2.43M
JXI icon
274
iShares Global Utilities ETF
JXI
$305M
$13K ﹤0.01%
264
– –
DBP icon
275
Invesco DB Precious Metals Fund
DBP
$279M
$12K ﹤0.01%
+307
New +$10.8K
9 10
11
12 13

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ZIG
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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
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Transamerica Financial Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Transamerica Financial Advisors held 542 positions worth $390M, down 17% from $471M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Transamerica Financial Advisors withdrew a net $39.7M in Q4 2018, closing 25 positions and reducing 214 holdings. Its most notable exit was First Trust Nasdaq-100 Select Equal Weight ETF, an estimated $17.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, down from 2.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Transamerica Financial Advisors opened a new position in Vanguard Utilities ETF worth $2.06M.

  • Transamerica Financial Advisors's largest Q4 2018 buy was Vanguard Utilities ETF: 17,459 shares worth $2.06M.
  • Transamerica Financial Advisors added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $34.3M increase.
  • Transamerica Financial Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $15.3M.
  • Transamerica Financial Advisors fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2018, selling an estimated $17.2M.
  • Transamerica Financial Advisors's ten largest holdings make up 42% of its $390M portfolio in Q4 2018.
  • Transamerica Financial Advisors opened 32 new positions and closed 25 in Q4 2018.
  • Transamerica Financial Advisors's portfolio value fell 17% quarter-over-quarter to $390M.

Based on Transamerica Financial Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.