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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.97%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$922M
AUM Growth
-$69.2M
Cap. Flow
-$75.9M
Cap. Flow %
-8.23%
Top 10 Hldgs %
28.75%
Holding
444
New
56
Increased
154
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.5M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$3.85M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.53M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.46M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.99M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$13.4M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M
4
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$12.7M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$9.91M

Sector Composition

Rank Sector Weight
1 Consumer Staples 6.59%
2 Healthcare 5.02%
3 Technology 4.89%
4 Financials 3.3%
5 Communication Services 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
251
First Trust Long/Short Equity ETF
FTLS
$2.52B
$12K ﹤0.01%
355
– –
IYR icon
252
iShares US Real Estate ETF
IYR
$4.67B
$12K ﹤0.01%
139
-14,327
-99% -$1.19M
MAS icon
253
Masco
MAS
$14.4B
$12K ﹤0.01%
326
-98
-23% -$3.39K
CNI icon
254
Canadian National Railway
CNI
$76.9B
$11K ﹤0.01%
+154
New +$9.72K
EA
255
DELISTED
Electronic Arts
EA
$11K ﹤0.01%
119
-36
-23% -$2.88K
IWM icon
256
iShares Russell 2000 ETF
IWM
$81.7B
$11K ﹤0.01%
84
-8
-9% -$972
SPTI icon
257
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.8B
$10K ﹤0.01%
316
-80
-20% -$2.45K
FXH icon
258
First Trust Health Care AlphaDEX Fund
FXH
$1.17B
$9K ﹤0.01%
142
-128
-47% -$7.78K
IEMG icon
259
iShares Core MSCI Emerging Markets ETF
IEMG
$161B
$9K ﹤0.01%
184
– –
RWO icon
260
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$9K ﹤0.01%
176
-380
-68% -$19.3K
WY icon
261
Weyerhaeuser
WY
$17.6B
$9K ﹤0.01%
273
-64
-19% -$2.02K
POT
262
DELISTED
Potash Corp Of Saskatchewan
POT
$9K ﹤0.01%
+500
New +$8.26K
FSK icon
263
FS KKR Capital
FSK
$3.33B
$8K ﹤0.01%
+193
New +$7.32K
RWR icon
264
State Street SPDR Dow Jones REIT ETF
RWR
$1.88B
$8K ﹤0.01%
82
– –
SNLN
265
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$8K ﹤0.01%
416
– –
RJN
266
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$8K ﹤0.01%
+2,848
New +$6.83K
MRSH
267
Marsh
MRSH
$92.3B
$7K ﹤0.01%
95
-3
-3% -$201
PDBC icon
268
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.93B
$7K ﹤0.01%
400
– –
QABA icon
269
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.3M
$7K ﹤0.01%
169
– –
TDTF icon
270
Northern Trust iBoxx 5-Year Target Duration TIPS ETF
TDTF
$1.05B
$7K ﹤0.01%
242
– –
VUG icon
271
Vanguard Morningstar Growth ETF
VUG
$225B
$7K ﹤0.01%
354
+336
+1,867% +$6.25K
FCX icon
272
Freeport-McMoran
FCX
$115B
$6K ﹤0.01%
+500
New +$5.75K
FYC icon
273
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$6K ﹤0.01%
156
-149
-49% -$4.93K
ITM icon
274
VanEck Intermediate Muni ETF
ITM
$2.12B
$6K ﹤0.01%
109
-9
-8% -$445
NTGR icon
275
NETGEAR
NTGR
$581M
$6K ﹤0.01%
+93
New +$5.06K
9 10
11
12 13

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NFG
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Transamerica Financial Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Transamerica Financial Advisors held 444 positions worth $922M, down 7% from $991M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Transamerica Financial Advisors withdrew a net $75.9M in Q3 2016, closing 25 positions and reducing 128 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $2.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 6.6% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Transamerica Financial Advisors opened a new position in iShares Global Tech ETF worth $2.44M.

  • Transamerica Financial Advisors's largest Q3 2016 buy was iShares Global Tech ETF: 131,994 shares worth $2.44M.
  • Transamerica Financial Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2016, an estimated $10.5M increase.
  • Transamerica Financial Advisors's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $16M.
  • Transamerica Financial Advisors fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2016, selling an estimated $2.7M.
  • Transamerica Financial Advisors's ten largest holdings make up 29% of its $922M portfolio in Q3 2016.
  • Transamerica Financial Advisors opened 56 new positions and closed 25 in Q3 2016.
  • Transamerica Financial Advisors's portfolio value fell 7% quarter-over-quarter to $922M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2016, filed 7 Nov 2016.