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Transamerica Financial Advisors Portfolio holdings

AUM $1.18B
1-Year Est. Return 31.24%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+31.24%
3 Year Est. Return
+77.1%
5 Year Est. Return
+82.2%
10 Year Est. Return
+245.62%
AUM
$7.86M
AUM Growth
-$456M
Cap. Flow
-$457M
Cap. Flow %
-5,811.6%
Top 10 Hldgs %
59.29%
Holding
581
New
13
Increased
9
Reduced
72
Closed
486

Top Buys

Rank Stock Value
1
PUI icon
Invesco Dorsey Wright Utilities Momentum ETF
PUI
+$161K
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$134K
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$49.1K
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
+$11.1K
5
ESS icon
Essex Property Trust
ESS
+$1.25K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$58M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$31.5M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$18.8M
4
BND icon
Vanguard Total Bond Market
BND
+$18.5M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$14.2M

Sector Composition

Rank Sector Weight
1 Industrials 0.17%
2 Healthcare 0.13%
3 Real Estate 0.1%
4 Technology 0.1%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXP icon
226
Eagle Materials
EXP
$6.1B
– –
-757
Closed -$71K
EXR icon
227
Extra Space Storage
EXR
$30.6B
– –
-7,839
Closed -$832K
EZU icon
228
iShare MSCI Eurozone ETF
EZU
$9.97B
– –
-28,282
Closed -$1.12M
FBT icon
229
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.96B
– –
-27,512
Closed -$3.88M
FCG icon
230
First Trust Natural Gas ETF
FCG
$664M
– –
-1
Closed -$1K
FCOM icon
231
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
– –
-39
Closed -$2K
FCVT icon
232
First Trust SSI Strategic Convertible Securities ETF
FCVT
$99.7M
– –
-3,720
Closed -$117K
FDT icon
233
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
– –
-7,697
Closed -$416K
FEMB icon
234
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$383M
– –
-128
Closed -$5K
FEX icon
235
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-14,211
Closed -$871K
FFIV icon
236
F5
FFIV
$21.7B
– –
-65
Closed -$10K
FHB icon
237
First Hawaiian
FHB
$3.14B
– –
-3,266
Closed -$85K
FHLC icon
238
Fidelity MSCI Health Care Index ETF
FHLC
$3.55B
– –
-31
Closed -$2K
FIS icon
239
Fidelity National Information Services
FIS
$20.9B
– –
-1,486
Closed -$183K
FITB
240
Fifth Third Bancorp
FITB
$49.8B
– –
-263
Closed -$8K
FL
241
DELISTED
Foot Locker
FL
– –
-5
Closed -$1K
FLO icon
242
Flowers Foods
FLO
$1.51B
– –
-8,240
Closed -$192K
FLRN icon
243
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.91B
– –
-326
Closed -$11K
FNDX icon
244
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
– –
-3,390
Closed -$45K
FREL icon
245
Fidelity MSCI Real Estate Index ETF
FREL
$1.5B
– –
-2,286
Closed -$60K
FTLS icon
246
First Trust Long/Short Equity ETF
FTLS
$2.52B
– –
-4,856
Closed -$196K
FTV icon
247
Fortive
FTV
$18B
– –
-100
Closed -$6K
FXD icon
248
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$270M
– –
-187
Closed -$9K
FXG icon
249
First Trust Consumer Staples AlphaDEX Fund
FXG
$236M
– –
-144
Closed -$7K
FXH icon
250
First Trust Health Care AlphaDEX Fund
FXH
$1.17B
– –
-282
Closed -$22K
8 9
10
11 12

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FSWA
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NFG
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MI
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CA
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AT
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KBFS
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CCP
Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

Transamerica Financial Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Transamerica Financial Advisors held 581 positions worth $7.86M, down 98% from $463M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Transamerica Financial Advisors withdrew a net $457M in Q3 2019, closing 486 positions and reducing 72 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $58M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 0.17% of assets, down from 0.6% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Transamerica Financial Advisors opened a new position in First Trust Financials AlphaDEX Fund worth $135K.

  • Transamerica Financial Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 4,239 shares worth $135K.
  • Transamerica Financial Advisors added most to Invesco Dorsey Wright Utilities Momentum ETF in Q3 2019, an estimated $161K increase.
  • Transamerica Financial Advisors's biggest Q3 2019 reduction was Vanguard Morningstar Large-Cap ETF, cutting an estimated $31.5M.
  • Transamerica Financial Advisors fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $58M.
  • Transamerica Financial Advisors's ten largest holdings make up 59% of its $7.86M portfolio in Q3 2019.
  • Transamerica Financial Advisors opened 13 new positions and closed 486 in Q3 2019.
  • Transamerica Financial Advisors's portfolio value fell 98% quarter-over-quarter to $7.86M.

Based on Transamerica Financial Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.