Tran Capital Management’s UBS Group UBS Stock Holding History

Tran Capital Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-306,225	Closed	-$5.93M	–	94
2015 Q4	$5.93M	Sell	306,225 -8,375	-3%	-$163K	0.16%	44
2015 Q3	$5.83M	Sell	314,600 -41,875	-12%	-$887K	0.14%	41
2015 Q2	$7.56M	Sell	356,475 -11,975	-3%	-$250K	0.18%	26
2015 Q1	$6.92M	Buy	+368,450	New	+$6.41M	0.15%	33

Other funds holding UBS

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $52.2B AUM 40.82% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Tran Capital Management's UBS Position: Q1 2016 in Review

Tran Capital Management sold out of UBS Group (UBS) in Q1 2016, closing a stake of 306,225 shares — an estimated $5.93M sold.

Tran Capital Management first reported a position in UBS in Q1 2015 and held it in 4 quarters. The position peaked at $7.56M in Q2 2015. 237 funds tracked by Wall St. Rank hold UBS as of Q1 2016.

Tran Capital Management reported no remaining UBS Group position as of Q1 2016 after selling out during the quarter.
Tran Capital Management sold 306,225 UBS Group shares in Q1 2016, an estimated $5.93M.
Tran Capital Management first reported a position in UBS Group in Q1 2015 and held it in 4 quarters.
Tran Capital Management's UBS Group position peaked at $7.56M in Q2 2015.
237 funds tracked by Wall St. Rank held UBS Group as of Q1 2016.

Based on Tran Capital Management's 13F filing for Q1 2016, filed 13 May 2016.