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TGI

Tradewinds Global Investors Portfolio holdings

AUM $81.3M
1-Year Est. Return 9.21%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+9.21%
3 Year Est. Return
+10.47%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.3M
AUM Growth
-$1.46B
Cap. Flow
-$1.48B
Cap. Flow %
-1,822.86%
Top 10 Hldgs %
39.95%
Holding
174
New
–
Increased
1
Reduced
50
Closed
123

Top Buys

1
AON icon
Aon
AON
+$96.8K

Top Sells

1
AXS icon
AXIS Capital
AXS
+$64.4M
2
UBS icon
UBS Group
UBS
+$51.2M
3
AGU
Agrium
AGU
+$51M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$50.8M
5
TM icon
Toyota
TM
+$50.1M

Sector Composition

1 Financials 17.7%
2 Energy 13.26%
3 Healthcare 11.24%
4 Technology 10.68%
5 Consumer Discretionary 8.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOG
151
DELISTED
GASLOG LTD
GLOG
– –
-13,085
Closed -$169K
VRTU
152
DELISTED
Virtusa Corporation
VRTU
– –
-7,278
Closed -$210K
NGHC
153
DELISTED
National General Holdings Corp
NGHC
– –
-15,786
Closed -$338K
FSB
154
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-7,710
Closed -$241K
PEGI
155
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-217,576
Closed -$5M
CBM
156
DELISTED
Cambrex Corporation
CBM
– –
-7,039
Closed -$364K
RTEC
157
DELISTED
Rudolph Technologies Inc
RTEC
– –
-21,710
Closed -$337K
NCI
158
DELISTED
Navigant Consulting, Inc.
NCI
– –
-20,695
Closed -$334K
TOWR
159
DELISTED
Tower International, Inc.
TOWR
– –
-15,453
Closed -$318K
ACET
160
DELISTED
Aceto Corp
ACET
– –
-14,948
Closed -$327K
AET
161
DELISTED
Aetna Inc
AET
– –
-88,373
Closed -$10.8M
SCMP
162
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
– –
-23,362
Closed -$256K
TIME
163
DELISTED
Time Inc.
TIME
– –
-717,110
Closed -$11.8M
AGU
164
CALL
DELISTED
Agrium
AGU
– –
-25,000
Closed -$56K
RT
165
DELISTED
Ruby Tuesday Georgia
RT
– –
-241,196
Closed -$870K
IBMF
166
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
– –
-16,136
Closed -$441K
HW
167
DELISTED
Headwaters Inc
HW
– –
-18,804
Closed -$337K
BLOX
168
DELISTED
Infoblox Inc
BLOX
– –
-359,345
Closed -$6.74M
AWH
169
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-206,180
Closed -$7.25M
CHL
170
DELISTED
China Mobile Limited
CHL
– –
-88,705
Closed -$5.14M
DCM
171
DELISTED
NTT DOCOMO, Inc.
DCM
– –
-17,006
Closed -$459K
SSRI
172
DELISTED
Silver Standard Resources
SSRI
– –
-403,860
Closed -$5.25M
MHY
173
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-13,353
Closed -$63K
VG
174
DELISTED
Vonage Holdings Corporation
VG
– –
-30,812
Closed -$187K
3 4 5 6
7

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IACCA
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RU
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PPCM
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EIAM
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SSIA
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BCCM
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Tradewinds Global Investors's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Global Investors held 174 positions worth $81.3M, down 95% from $1.54B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tradewinds Global Investors withdrew a net $1.48B in Q3 2016, closing 123 positions and reducing 50 holdings. Its most notable exit was UBS Group, an estimated $51.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 22% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Tradewinds Global Investors added an estimated $96.8K to Aon.

  • Tradewinds Global Investors added most to Aon in Q3 2016, an estimated $96.8K increase.
  • Tradewinds Global Investors's biggest Q3 2016 reduction was AXIS Capital, cutting an estimated $64.4M.
  • Tradewinds Global Investors fully exited UBS Group in Q3 2016, selling an estimated $51.2M.
  • Tradewinds Global Investors's ten largest holdings make up 40% of its $81.3M portfolio in Q3 2016.
  • Tradewinds Global Investors opened 0 new positions and closed 123 in Q3 2016.
  • Tradewinds Global Investors's portfolio value fell 95% quarter-over-quarter to $81.3M.

Based on Tradewinds Global Investors's 13F filing for Q3 2016, filed 14 Nov 2016.